Periodical Report – Grant of prior approval to Depository Participants

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..... 1996 {hereinafter referred to as the said Regulations }, have been amended vide notification no. LAD-NRO/GN/2011- 12/03/12650 dated April 19, 2011 {hereinafter referred to as the said amendment }, a copy of which is available on SEBI website www.sebi.gov.in. 2) With the said amendment, a Depository Participant would be required to take prior approval from SEBI for change in control. 3) He .....

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..... of this circular to the notice of the Depository Participants and also disseminate the same on their websites; b. make necessary amendments to the relevant bye-laws, rules and regulations for the implementation of the above decision in co-ordination with one another to achieve uniformity in approach; c. communicate to SEBI, the status of the implementation of the provisions of this circular .....

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..... :- Date of report:- Sr. No Date of Receipt Name of the Depository Participant SEBI Regn. number Type of change Details of changes PAN (incoming entities, if any) Date of Change Pre Post .....

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..... ing falling within the scope of section 391 of the Companies Act, 1956 (1 of 1956) or the corresponding provision of any other law for the time being in force. II Change in director, including managing director/ whole-time director III Change in shareholding not resulting in change in control IV .....

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