Processing of investor complaints against listed companies in SEBI Complaints Redress System (SCORES)

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..... s in SEBI Complaints Redress System (SCORES) 1. SEBI has commenced processing of investor complaints in a centralized web based complaints redress system 'SCORES'. The salient features of this system are: * Centralised database of all complaints, * Online movement of complaints to the concerned listed companies, * Online upload of Action Taken Reports (ATRs) by the concerned companies, and .....

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..... st whom complaints are lodged in SCORES. 4. In case the complaints are processed by the Registrar to Issue and Share Transfer Agent (RTI/STA) on behalf of the company, the company should indicate in the enclosed Annexure whether they require the facility to forward complaints to the RTI/STA, so that the ATRs can be uploaded by them. In such cases, the name of the RTI/STA, the name of the Complian .....

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..... ame on the website. 8. This Circular is issued in exercise of powers conferred under Section 11(1) of the Securities and Exchange Board of India Act, 1992 to protect the interests of investors in securities and to promote the development of, and to regulate the securities market. 9. This Circular is available on SEBI website at www.sebi.gov.in. Yours faithfully, G.P.Garg Chief General Manager .....

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