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TMI BlogSECURITIES AND EXCHANGE BOARD OF INDIA (STOCK BROKERS AND SUB-BROKERS) (AMENDMENT) REGULATIONS, 2017X X X X Extracts X X X X X X X X Extracts X X X X ..... d Sub-Brokers) Regulations, 1992, namely,- 1. These regulations may be called the Securities and Exchange Board of India (Stock Brokers and Sub-Brokers) (Amendment) Regulations, 2017. 2. They shall come into force on the date of their publication in the Official Gazette. 3. In the Securities and Exchange Board of India (Stock Brokers and Sub-Brokers) Regulations, 1992, regulation 18C shall be omitted. AJAY TYAGI, Chairman [ADVT.-III/4/Exty./147/17] Footnote: 1. The Securities and Exchange Board of India (Stock Brokers and Sub-Brokers) Regulations, 1992, the Principal Regulations, was published in the Gazette of India on October 23, 1992 vide S.O. No. 780(E), 2. The Principal Regulations were subsequently amended ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... Sub-Brokers) (Amendment) Regulations, 2003 vide S.O. No. 1095 (E). (n) November 20, 2003 by the SEBI (Stock Brokers and Sub-Brokers) (Second Amendment) Regulations, 2003 vide F. No. SEBI /LAD /20795 /2003. (o) March 10, 2004 by the Securities and Exchange Board of India (Criteria for Fit and Proper Person) Regulations, 2004 vide S.O. No. 398(E). (p) August 1, 2006 by the SEBI (Stock Brokers and Sub-Brokers) (Amendment) Regulations, 2006 vide S.O. No. 1235 (E). (q) September 7, 2006 by the Securities and Exchange Board of India (Stock Brokers and Sub- Brokers) (Second Amendment) Regulations, 2006 vide S.O. No. 1447(E). (r) September 25, 2006 by the Securities and Exchange Board of India (Stock Brokers and Sub- Brokers) (Third ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... 6273. (za) April 5, 2013 by the Securities and Exchange Board of India (Stock Brokers and Sub Brokers) (Amendment) Regulations, 2013 vide Notification No. LAD-NRO/GN/2013- 14/01/8129. (zb) September 27, 2013 by the Securities and Exchange Board of India (Stock Brokers and Sub Brokers) (Second Amendment) Regulations, 2013 vide Notification No. No. LADNRO/GN/2013-14/25/24775. (zc) May 23, 2014 by the Securities and Exchange Board of India (Payment of Fees) (Amendment) Regulations, 2014 vide Notification No. LAD-NRO/GN/2014-15/03/1089. (zd) October 8, 2014 by the Securities and Exchange Board of India (Stock Brokers and Sub Brokers) (Amendment) Regulations, 2014 vide Notification No. LAD-NRO/GN/2014- 15/15/1671. (ze) September 8 ..... X X X X Extracts X X X X X X X X Extracts X X X X
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