Notification under Regulation 3 of the Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007.

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..... der Regulation 3 of the Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007. No. LAD-NRO/GN/2013-14/42/118.- In terms of sub-regulation (1) of Regulation 3 of the Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007 (hereinafter referred to as the Regulatio .....

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..... so obtain certification for the purpose of sub-regulation (2) of Regulation 7 of the SEBI (Investment Advisers) Regulations, 2013 by passing NISM-Series-X-B: Investment Adviser (Level 2) Certification Examination, as and when notified by the Board. 3. Accordingly, it is notified that Investment Advisers and their associated persons, including their partners and representatives, offering investm .....

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..... tification, such associated person, may, in alternative, also obtain certification from organizations and institutions accredited by NISM, for purpose of sub-regulation (2) of Regulation 7 of the Securities and Exchange Board of India (Investment Advisers) Regulations, 2013. U. K. SINHA, Chairman [ADVT. III/4/Exty./69-ZB/13] - Notification Tax Management India - taxmanagementindia - .....

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