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TMI BlogDefinitionsX X X X Extracts X X X X X X X X Extracts X X X X ..... son who controls, directly or indirectly, the intermediary, or any entity or person under common control with such intermediary, and where such intermediary is a natural person will include any relative of such intermediary and where such intermediary is a body corporate will include its group companies (as defined in the Monopolies and Restrictive Trade Practices Act, 1969 (Act No. 54 of 1969) or ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... ectly or indirectly, control the management or policy decisions of such intermediary by person or persons acting individually or in concert; (f) "Form" means a Form in Schedule I; (g) "intermediary" means a person mentioned in clauses (b) and (ba) of sub-section (2) of section 11 and sub-section (1) and (1A) of section 12 of the Act and includes an asset management company in relation to the Sec ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... n the case of a partnership firm; (iii) whole time/executive director/managing director, in the case of a body corporate; (iv) trustee, in the case of a trust; (v) any key employee; and (vi)any person designated as a principal officer under the relevant regulations; (j) "relevant regulations" means any regulations made by the Board applicable to a class of intermediaries; (k) "securities l ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... shall have the meaning assigned thereto under the Act; or the Securities Contracts (Regulation) Act, 1956 (42 of 1956) or the Companies Act, 1956 (1 of 1956) or the Depositories Act, 1996 (22 of 1996) or under the rules or regulations made thereunder. ************* NOTES:- 1 Inserted by SEBI (Foreign Portfolio Investors) Regulations, 2014, w.e.f. 07-01-2014. 2 Inserted by the SEBI (Stock Bro ..... X X X X Extracts X X X X X X X X Extracts X X X X
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