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Application Form for seeking Registration

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..... FORMS FORM A APPLICATION FORM FOR SEEKING REGISTRATION Name of applicant....................... .. .. Contact person. ................................ .. .. Name of the Compliance officer............................................................... . Telephone No. : ...................................................Fax No. ..................................... e-mail. Website: .. Instruction f .....

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..... . Objects of the sponsor. (Enclose copy of the Memorandum and Articles of Association) Main objects- Ancillary objects- 6. Capital structure and shareholding pattern. 7. Present line of business activities- Number of years in that line 8. Condensed financial information. (Enclose balance sheets and profit and loss account for five years) 9. Accounting policies. (Furnish description of significant .....

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..... ncome: Dividend Trading Management Fee Other income Total ___________________ Expenses: Director s remuneration Trusteeship fees Custodian fees Registrar s fees Other expenses Total _____________________ Gross Profit Depreciation Net profit before tax Tax Profit after tax Dividends Retained earnings (B) Assets and liabilities Years (Rs.) 1 2 3 4 5 Assets: Fixed Assets Gross Depreciation Net value .....

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..... debt instruments to the public and / or seeking listing for such instruments on a recognised stock exchange. Date.................... By order Sd/- For and on behalf of the Securities and Exchange Board of India *************** NOTES:- 1. Substituted vide Notification No. SEBI/LAD-NRO/GN/2018/26 dated 26-06-2018 before it was read as, Securities and Exchange Board of India (Public Offer and Listin .....

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