Functions and Obligations of Self Regulatory Organization

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..... d. (2) The Self Regulatory Organization shall be responsible for investor protection and education of investors or its members and shall ensure observance of Securities Laws by its members. (3) The Self Regulatory Organization shall specify standard of conduct for its members and also shall be responsible for the implementation of the same by its members. (4) The Self Regulatory Organizat .....

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..... nts and such other persons as it may determine. (10) Self Regulatory Organization shall conduct training programmes for its members or agents and also conduct awareness programmes for securities market investors. (11) The Self Regulatory Organization shall make endeavors for introduction of best business practices amongst its members. (12) The Self Regulatory Organization shall act in utm .....

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