Omitted

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..... 011, w.e.f. 19-04-2011.Prior to omission, clause (b) read as under: "where the sub-broker proposes to change his status or constitution, he shall obtain prior approval of the Board for continuing to act as such after the change;" 3 Substituted by the SEBI(Change in Conditions of Registration of Certain Intermediaries)(Amendment) Regulations, 2011, w.e.f. 19-04-2011. Prior to substitution, sub-r .....

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..... e of receipt of the complaint and keep the Board informed about the number, nature and other particulars of the complaints received from such investors; and (e) he is authorized in writing by a stock-broker being a member of a stock exchange for affiliating himself in buying, selling or dealing in securities. 3[(2) Notwithstanding repeal of clause (b) of sub-regulation (1), the sub-broker shall .....

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