TMI BlogMaintenance of books of accounts and other documentsX X X X Extracts X X X X X X X X Extracts X X X X ..... nts and other documents 1. In terms of Rules 14 and 15 of Securities Contracts (Regulation) Rules, 1957 (hereinafter referred to as SCRR, 1957), every recognized stock exchange and its members are required to maintain and preserve the specified books of account and documents for a period ranging from two years to five years. Further, as per regulation 18 of SEBI (Stock Brokers Sub-broker ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... nforcement agency during the course of any investigation till the trial is completed. 4. All the Stock Exchanges are advised to:- a) implement the above with immediate effect by making necessary amendments to the bye-laws and Listing Agreement, as applicable ; b) to bring the provisions of this circular to the notice of their members of the exchange and also to put up the same on the we ..... X X X X Extracts X X X X X X X X Extracts X X X X
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