Implementation of the SEBI (Stock Broker and Sub Brokers) (Amendment) Regulations, 2003 and format of Model Tripartite Agreement

X X   X X   Extracts   X X   X X

→ Full Text of the Document

X X   X X   Extracts   X X   X X

..... rector/Administrators of All Stock Exchanges Dear Sir/Madam, Sub: - Implementation of the SEBI (Stock Broker and Sub Brokers) (Amendment) Regulations, 2003 and format of Model Tripartite Agreement. 1. SEBI vide its circular no. SEBI/MIRSD/DPS-1/Cir-31/2004 dated August 26, 2004 had inter alia prescribed model format of the Tripartite Agreement between broker-sub broker and clients. The requirem .....

X X   X X   Extracts   X X   X X

→ Full Text of the Document

X X   X X   Extracts   X X   X X

..... ho are registered as stock brokers and their registered sub-brokers, for whom special provisions are being made in the SEBI (Stock Brokers and Sub-brokers) Regulations, 1992, which would be notified shortly. 4. The undersigned has been authorized to direct the exchanges to bring the provisions of this circular to the notice of the member brokers and also to disseminate the same on the website. 5 .....

X X   X X   Extracts   X X   X X

→ Full Text of the Document

X X   X X   Extracts   X X   X X