Implementation of the SEBI (Stock Broker and Sub Brokers) (Amendment) Regulations, 2003 and format of Model Tripartite Agreement

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..... he Executive Directors/Managing Director/Administrators of All Stock Exchanges Dear Sir/Madam, Sub: - Implementation of the SEBI (Stock Broker and Sub Brokers) (Amendment) Regulations, 2003 and format of Model Tripartite Agreement. 1. SEBI vide its circular no. SEBI/MIRSD/DPS-1/Cir-31/2004 dated August 26, 2004 had inter alia prescribed model format of the Tripartite Agreement betwee .....

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..... present to subsidiaries of recognized stock exchanges who are registered as stock brokers and their registered sub-brokers, for whom special provisions are being made in the SEBI (Stock Brokers and Sub-brokers) Regulations, 1992, which would be notified shortly. 4. The undersigned has been authorized to direct the exchanges to bring the provisions of this circular to the notice of the member .....

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