9911796707
TMI BlogRegistration of FIIs and their Sub-Accounts under the Central Database of Market Participants (MAPIN database) - ClarificationsX X X X Extracts X X X X X X X X Extracts X X X X ..... regarding the difficulties faced by them in complying with the requirements of the registration procedure. Pursuant to the above, a series of meetings was also held with the custodians during which certain amendments/modifications to the Application Forms were suggested in order to ease out the problems faced by the FIIs and their sub-accounts during the registration procedure. 3. In view of the representations received and in order to remove the difficulties and hardships faced by the FIIs and their sub-accounts during the procedure for registration under the MAPIN database, certain modifications have been made to Form B of the application form. A copy of the revised Application Form - B to be used by FIIs and their sub-accounts to apply for a UIN is enclosed as Annexure A. 4. In addition to the above, it is clarified that: 4.1. In Part A of Form B, 4.1.1. Under the column Previous Names (if any) , the FII/sub account shall indicate any change of name subsequent to its registration with SEBI. 4.1.2. Under the fields Registration Number , Registration / Formation Date etc the FII/Sub account shall submit the particulars of its SEBI Registratio ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... dies corporate, Intermediaries and specified inventors [ Note: All persons mentioned in regulation 12(2) shall fill up Part A Part C. If applicant is specified intermediary or registered with SEBI, it shall fill up Part A, B C of this form] (For use by POS only) Registration Fee - Rs. ..... (Demand drafts in favour of ... Only) TIN ID: Drawn on Bank Data Uploaded on: .../.../... DD No. Payable at Part A First Application Amendment Unique ID No. (Please provide in case of amendment only) Oragnisation Name (Name written here will appear on the identity card) Short Name ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... Foreign Venture Capital Investors Registration No. Registration/Formation Date d d m m y y y y State of Registration Head Office City Note: ( i ) Copy of the registration document/partnership deed/trust deed ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... d d m m y y y y Declaration On behalf of ............................................................, we hereby confirm the following: We have not applied for unique identification number under this application earlier and we are applying for the first time. Or We have applied for registration earlier and unique identification number has been allotted to us. This application is for intimation of changes in the information given earlier. We declare that this application is made in the capacity of the applicant as a Body Corporate/Intermediary/Other entity. We certify that the information given in this form is true and correct. Authorised Signatory (Copy of Power of attorney to be provided) Name Designation Signature ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... organisation and duly signed. In case of multiple SEBI registrations, please mention each separately. Sr. Type of Intermediary/Investor 1. Banker to Issue 2. Clearing Corporation 3. Collective Investment Scheme 4. Credit Rating Agency 5. Custodian 6. Debenture Trustee 7. Depository 8. Depository Participant 9. Investor Association (SEBI Recognised) 10. Merchant Banker Category - I 11. Mutual Fund 12. Portfolio Manager 13. Registrar Transfer Agent Category - I 14. Registrar Transfer Agent Category - II 15. SLS Approved Intermediary 16. Stock Br ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... he association/dissociation between our organisation and the entities listed here below, as per the details given below : Name Unique ID No. Relationship Type of Intermediary/ Investor (Refer Note 3) (Refer Note 1, 2 5) Notes: 1. Relationships specific to specified Listed Company are - Associate, Compliance Officer of listed company, Director, Managing Director/Whole Time Director, Promoter, Designated Employee of Listed Company, Subsidiary/Holding Company and Relatives of above. 2. Relationships specific to specified Intermediary are - Associate, Company, Director, Managing Director/Whole Time Director/Partner/Proprietor, Promoter/Sponsor, Personnel, Compliance Officer of intermediary, Officer Bea ..... X X X X Extracts X X X X X X X X Extracts X X X X
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