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TMI BlogSecurities and Exchange Board of India (Registrars to an Issue and Share Transfer Agents) Rules, 1993.X X X X Extracts X X X X X X X X Extracts X X X X ..... GISTRARS TO AN ISSUE AND SHARE TRANSFER AGENTS) RULES 1993 G.S.R. 436(E). - In exercise of the powers conferred by section 29 of the, Securities and Exchange Board of India Act, 1992, (15 of 1992), the Central Government hereby makes the following rules, namely :- 1. Short title and commencement. - (1) These rules may be called the Securities and Exchange Board of India (Registrars to an I ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... or person or group of persons. (e) registrar to an issue means the person appointed by a body corporate or any person or group of persons to carry on the following activities on its or his or their behalf, namely: - (i) collecting applications from investors in respect of an issue ; (ii) keeping a proper record of applications and monies received from investors or paid to the seller of ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... a department or division by whatever name called of a body corporate performing the activities referred in sub-clause (i) if at any time the total number of the holders of its securities issued exceed one lakh. (h) stock exchange means a stock exchange which is for the time being recognised by the Central Government under section 4 of the Securities Contracts (Regulation) Act, 1956 (42 of 19 ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... f the Board to continue to act as registrar to an issue or share transfer agent ; (b) without prejudice to the obligations under any other law the registrar to an issue or share transfer agent, shall enter into a valid agreement with the body corporate or the person or group of persons for or on whose behalf he is buying or selling or dealing in securities as a registrar to an issue or as a tra ..... X X X X Extracts X X X X X X X X Extracts X X X X
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