9911796707
TMI BlogSecurities and Exchange Board of India (Payment of Fees) (Amendment) Regulations, 2019.X X X X Extracts X X X X X X X X Extracts X X X X ..... on Stock Exchanges) Regulations, 2006, Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2018, namely, - 1. These Regulations may be called the Securities and Exchange Board of India (Payment of Fees) (Amendment) Regulations, 2019. 2. They shall come into force with effect from April 01, 2019. Amendments to the Securities and Exchange Board of India (Stock Brokers and Sub-brokers) Regulations, 1992 3. In the Securities and Exchange Board of India (Stock Brokers and Sub-brokers) Regulations, 1992,- (i) in Schedule V, in Part B relating to CHARGE OF FEES, in clause 3 in sub-clause (1), the table shall be substituted with the following, namely,- Segment Rate / Amount (in Rs.) Remar ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... on the basis of premium traded for the option contracts and in case where the option is exercised or assigned, it shall be additionally computed on the basis of notional value of option contracts exercised or assigned.] Debt 0.00002 per cent of his turnover (Rs. 2 per crore) Explanation.- For the purpose of this clause, the expression 'turnover' shall include the aggregate value of the trades executed, including both sale and purchase transactions, by the stock broker including the proprietary trading member on the debts segment of the recognized stock exchange. 50,000/- 50,000/- The fee shall not be applicable for clearing member or selfclearing member in case the said clearing member or selfclearing member is already a clearing m ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... of the issue size. More than five thousand crore rupees. Five crore rupees ( Rs.5,00,00,000/-) plus 0.025 per cent of the portion of the issue size in excess of five thousand crore rupees ( ₹ 5000,00,00,000/-). Two crore fifty lakh rupees ( ₹ 2,50,00,000/-) plus 0.0125 per cent. of the portion of the issue size in excess of five thousand crore rupees ( ₹ 5000,00,00,000/-). (ii) in sub-clause (b), the table shall be substituted with the following, namely,- Size of the issue, including intended retention of over subscription Amount / Rate of fees for fresh filing Amount / Rate of fees for filing within one year after expiry of SEBI Observation letter Less than or equal to ten crore rupees A flat charge of fifty ..... X X X X Extracts X X X X X X X X Extracts X X X X
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