SEBI (Central Database of Market Participants) Regulations, 2003

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..... Bankers to an Issue 5. Underwriters 6. Credit Rating Agencies 7. All Mutual Funds 8. Venture Capital Funds 9. Portfolio Managers 10. Collective Investment Schemes 11. Custodian of Securities 12. Investors Association Dear Sirs, Sub: SEBI (Central Database of Market Participants) Regulations, 2003 1. The SEBI (Central Database of Market Participants) Regulations, 2003 were notified on No .....

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..... pecified intermediaries and related persons (being natural persons) who are required to obtain an "Unique Identification Number" (UIN) under the said regulations may contact NSDL or any Point Of Service (POS) mentioned in the Annexure for the purpose of making application. While making the application, it is mandatory for the applicant who is a natural person to provide biometric impress .....

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..... within 30 days of any person becoming a related person he has been allotted or has applied for a Unique Identification Number. 5. Contravention of the above would invite action as specified in Regulation 19 of the captioned Regulations. 6. This circular is being issued in exercise of powers conferred under Section 11 (1) of the Securities and Exchange Board of India Act, 1992, to protect the i .....

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