9911796707
TMI BlogRevised format of the Monthly Development ReportX X X X Extracts X X X X X X X X Extracts X X X X ..... r 2001 onwards. Yours faithfully P K Bindlish Encl: as above Monthly Development Report for the Month of................................ w.e.f. the month of November 2001 Section I : Statistical Details 1. A. Details of Rolling Settlements completed during the month : 1 2 3 4 5 6 7 8 Sett. No. Trading date Trading turnover Outstanding position Delivery for the settlement Percentage Delivery Shortage in deliveries Percentage Shortage as on deliveries No. of shares Rs. No. of shares Rs. No. of shares Rs. 9 10 11 12 13 14 Amount of funds to be settled Amount of shortfall in funds % of shortfall (of the amount of funds to be settled) Amount of SGF/ TGF applied towards shortfalls on the ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... shares to be delivered and value of shares Actually delivered 20 21 22 23 24 25 Amount of funds to be settled Amount of shortfall in funds % of shortfall (of the amount of funds to be settled) Amount of SGF/TGF applied towards short- falls on the pay-out day Cumm. SGF/TGF applied as on the pay-out day Action taken by the exchange in respect of shortfalls Difference between amount of funds to be settled and amount of funds actually settled. The Exchanges should enclose the list of members who have made short pay-in. *The details pertaining to sources of funds for meeting the shortfall, in case the SGF/TGF has not been accessed for meeting the shortfall, may be provided. C. The list of scrips declared el ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... t Capitalisation of (8) above (Rs. crores). 2. Listed Companies for which the Exchange is Regional Stock Exchange (equity segment). 3. Market Capitalisation of (10) above (Rs. crores). 4. No. of Permitted Companies. 5. No. of inactive equity scrips (not a single trade during the current financial year, separately for listed and permitted securities). 6. No. of Brokers/Trading Members. - Individual - Corporate - Others - Total 15. No. of Inactive Brokers in each of the above three categories, and total figure (Not a single trade during the current financial year) 1. FII Details - Gross FII Purchases at the Exchange - Gross FII Sales at the Exchange - Net FII Investment - Cumulative net FII investment at the Exch ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... Date of listing approval granted to the company by the exchange Remarks 2. Governing Board and Statutory Committees (i) Composition of the Governing Board Names Category Date of Appointment Date of Last Renewal of the term Date of Expiry of current term (ii) Composition of Statutory Committees Names Category Date of Appointment Date of Last Renewal of the term Date of Expiry ofcurrent term 3. Details of specific purpose funds (i) Details of Settlement Guarantee Fund Composition of SGF Rs. (Crs.) Corpus as of end of previous month Add : Accruals to the Fund during the month Less : Fund utilised during the month Corpus as of end of the month (ii) Details of Investor Protection Fund Composition of IPF Rs. (Crs.) ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... fine for late submission, the collection of fine from such members should also be mentioned as a note to the tabulation. 6. Inspection of members Total No. of members No. of active members* No. of members inspected during the month Cumulative No. of members inspected during the current financial year % of active members inspected during the year Brief description of violation noticed Action taken against inspected members *At least 1/10 of the average turnover of brokers on the exchange. 7. Complaints received from investors against companies and brokers i. Complaints against companies. Pending at the beginning of the month Received during the month Resolved during the month Pending at the end ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... set aside) Sr. No Name of the member Number of awards un-implemented Amount involved Action taken by the Exchange (C) Complaints received by the Exchange against the Arbitration mechanism of the Exchange Opening balance Complaints received during the month Resolved during the month Nature of the complaint Closing balance Comment of the exchange 9. Defaults of members No. of member declared defaulter during the month Details of defaults cases Cumulative no. of default cases during the current financialyear 10. Status on computerisation and related issues The information should include- * the number of cities covered across the country * total number of trading terminals set up across the country * the number of trad ..... X X X X Extracts X X X X X X X X Extracts X X X X
|
