9911796707
TMI BlogRevised format of the Monthly Development ReportX X X X Extracts X X X X X X X X Extracts X X X X ..... lling Settlements completed during the month : 1 2 3 4 5 6 7 8 Sett. No. Trading date Trading turnover Outstanding position Delivery for the settlement Percentage Delivery Shortage in deliveries Percentage Shortage as on deliveries No. of shares Rs. No. of shares Rs. No. of shares Rs. ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... Rs. Crores. Scheduled pay-in day Actual pay-in day Scheduled pay-out day Actual pay- out day Reasons of delay, if any Details of pay-out withheld, if any 10 11 12 13 14 15 16 17 18 19 No. of shares ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... 24 25 Amount of funds to be settled Amount of shortfall in funds % of shortfall (of the amount of funds to be settled) Amount of SGF/TGF applied towards short- falls on the pay-out day Cumm. SGF/TGF applied as on the pay-out day Action taken by the exchange in respect of shortfalls Difference between amount of funds to be settled and amount of funds actually settled. The Exchanges should enclose the list of members who have made short pay-in. *The details pertaining to sources of funds for meeting the shortfall, in case the SGF/TGF has not been accessed for meeting the shortfall, may be provided. ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... over 8. Total Companies Listed 1. Market Capitalisation of (8) above (Rs. crores). 2. Listed Companies for which the Exchange is Regional Stock Exchange (equity segment). 3. Market Capitalisation of (10) above (Rs. crores). 4. No. of Permitted Companies. 5. No. of inactive equity scrips (not a single trade during the current financial year, separately for listed and permitted securities). 6. No. of Brokers/Trading Members. - Individual - Corporate - Others - Total 15. No. of Inactive Brokers in each of the above three categories, and total figure (Not a single trade during the current financial year) 1. FII Details - Gross FII Purchases at the Exchange - Gross FII Sales at the Exchange - Net FII Investment - Cumulative net FII investment at the Exchange since 1992 ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... Amount of Listing Fee Remitted to SEBI 5%* Remittance Particulars *Applicable for the end of each quarter. b. Details of the companies to whom listing is granted after 70th day from closure of the issue Name of Company Date of closing of the Issue 70th day from the closure of issue Date of listing approval granted to the company by the exchange Remarks 2. Governing Board and Statutory Committees ( i ) Composition of the Governing Board Names Category Date of Appointment ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... Corpus as of end of the month 4. Regulatory measures a. Details of cases where special margins have been imposed/withdrawn Sr. No. Name of the scrip Daily Margin Date of imposition/withdrawal Purchase Sales b. Details of scrips suspended for trading during the month. Sr. No. Name of the scrip Duration of suspension Reason of suspension c. ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... d during the year Brief description of violation noticed Action taken against inspected members *At least 1/10 of the average turnover of brokers on the exchange. 7. Complaints received from investors against companies and brokers i. Complaints against companies. Pending at the beginning of the month Received during the month Resolved during the month Pending at the end of the month Action taken against companies where a ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... 8. Arbitration (Member v. Non-member). (A) Details of arbitration cases Pending at the beginn- ing of the month Received during the month Awards passed during the month For X the amount set aside by the Exchange Pending at the end of the month Details of arbitration cases which are pending for more than four months along with reasons In favour of non- member X In favour of member ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... ernet trading details pertaining to disruptions in trading 11. Important decisions taken by governing board/council of management during the month The Exchange should confirm that the items that should necessarily be discussed at every board meeting as identified in our circular dated August 27, 1996 have been considered in the Board/Council meetings held during the month. Major acquisition/disposal of assets as well as creation/settlement of liabilities should be reported. 12. Attendance details of public representatives and SEBI Nominee directors on governing body of the exchange. Table (A) Date of meetings held during the month Date of issue of notice convening the meetings No. of attendees SEBI Nominee Directors/Public Representatives Date of approval of minutes of the meetings 13. Status of implementation of circulars is ..... X X X X Extracts X X X X X X X X Extracts X X X X
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