Transfer of Pending enquiry

X X   X X   Extracts   X X   X X

→ Full Text of the Document

X X   X X   Extracts   X X   X X

..... s, 1992 pending before any enquiry officer immediately before the date of commencement of the SEBI (Stock Brokers and sub-Brokers)(Second Amendment) Regulations, 2003, being an enquiry in respect of a violation which can be adjudicated under Chapter VI A of the Act pursuant to the provisions of SEBI (Stock Brokers and sub-Brokers)(Second Amendment) Regulations, 2003 may be transferred by the Chair .....

X X   X X   Extracts   X X   X X

→ Full Text of the Document

X X   X X   Extracts   X X   X X