9911796707
TMI BlogSecurities and Exchange Board of India (Stock Brokers and Sub-Brokers) (Second Amendment) Regulations, 2018.X X X X Extracts X X X X X X X X Extracts X X X X ..... ons, 1992 , namely, 1. These regulations shall be called the Securities and Exchange Board of India (Stock Brokers and Sub-Brokers) (Second Amendment) Regulations, 2018. 2. These regulations shall come into force on April 01, 2019. 3. In the Securities and Exchange Board of India (Stock Brokers and Sub-Brokers) Regulations, 1992 , (I) in Regulation 2 , in sub-regulation (1), clause (gc) shall be omitted; (II) Chapter III shall be omitted; (III) in Regulation 17 , in sub-regulation (1), clauses (l) and (m) shall be omitted; (IV) Regulation 18B shall be omitted; (V) in Regulation 26 , clause (xiv) shall be omitted; (VI) in Regulation 27, - i. the words and symbol , as the case may be shall be omitte ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... vide S.O. No. 75 (E). (d) December 16, 1998 by SEBI (Stock Brokers and Sub-Brokers) (Third Amendment) Regulations, 1998 vide S.O. No. 1078 (E). (e) July 6, 1999 by SEBI (Stock Brokers and Sub-Brokers) (Amendment) Regulations, 1999 vide S.O. No. 541 (E). (f) March 14, 2000 by SEBI (Stock Brokers and Sub-Brokers) (Amendment) Regulations, 2000 vide S.O. No. 234 (E). (g) March 28, 2000 by SEBI (Appeal to Securities Appellate Tribunal) (Amendment) Regulations, 2000 vide S.O. No. 278 (E). (h) August 30, 2000 by SEBI (Stock Brokers and Sub-Brokers) (Second Amendment) Regulations, 2000 vide S.O. No. 787 (E). (i) May 29, 2001 by SEBI (Investment Advice by Intermediaries) (Amendment) Regulations, 2001 vide S.O. No. 476(E). (j) N ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... ulations, 2008 vide Notification No. LADNRO/GN/2008/20/134766. (u) June 29, 2009 by the Securities and Exchange Board of India (Payment of Fees) (Amendment) Regulations, 2009 vide Notification No. LADNRO/ GN/2009- 10/11/167759. (v) November 19, 2009 by the Securities and Exchange Board of India (Stock Brokers and Sub-Brokers) (Amendment) Regulations, 2009 vide Notification No. LADNRO/GN/2009-10/21/183853. (w) April 13, 2010 by the Securities and Exchange Board of India (Stock Brokers and Sub Brokers) (Amendment) Regulations, 2010 vide Notification No. LADNRO/GN/2010-11/06/1097. (x) April 6, 2011 by the Securities and Exchange Board of India (Stock Brokers and Sub-Brokers) (Amendment) Regulations, 2011 vide Notification No. F. No ..... X X X X Extracts X X X X X X X X Extracts X X X X
|
