9911796707
TMI BlogFormat for Annual Secretarial Compliance Report for InvITsX X X X Extracts X X X X X X X X Extracts X X X X ..... uch form as specified, within sixty days from end of each financial year. (2) The secretarial compliance report referred to in sub-regulation (1) of this regulation shall be annexed with the annual report of the InvIT. 2. Accordingly, the following shall be complied with regard to annual secretarial compliance report: (a) The investment manager of the InvIT, on an annual basis, shall appoint a practicing company secretary to examine the compliance of all applicable SEBI Regulations and circulars/ guidelines issued thereunder, consequent to which, the practicing company secretary shall submit a report to the investment manager of the InvIT. (b) The format for the annual secretarial compliance report is placed at ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... head of the Practicing Company Secretary ) Secretarial compliance report of [●] [Name of the InvIT] for the year ended ________ I/We . have examined: (a) all the documents and records made available to us and explanation provided by [●] [Name of the investment manager] ( the investment manager ), (b) the filings/ submissions made by the investment manager to the stock exchanges, (c) website of [●] [Name of the InvIT] ( the InvIT ), (d) any other document/ filing, as may be relevant, which has been relied upon to make this certification, for the year ended [●] ( Review Period ) in respect of compliance with the provisions of : (i) the Securities and Exchange Boa ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... Compliance Requirement (Regulations/ circulars / guidelines including specific clause) Deviations Observations/ Remarks of the Practicing Company Secretary (b) The investment manager of the InvIT has maintained proper records under the provisions of the above Regulations and circulars/ guidelines issued thereunder insofar as it appears from my/our examination of those records. (c) The following are the details of actions taken against the InvIT, parties to the InvIT, its promoters, ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... (Note: 1. Provide the list of all the observations in the report for the previous year along with the actions taken by the investment manager on those observations. 2. Add the list of all observations in the reports pertaining to the periods prior to the previous year in case the investment manager of the InvIT has not taken sufficient steps to address the concerns raised/ observations. Place: Signature: Date: Name of the Practicing Company Secretary ACS/ FCS No.: CoP No.: - Circular - Trade Notice - Public Notice - Instructions - Office orders Tax Management India - taxmanagementindia - ..... X X X X Extracts X X X X X X X X Extracts X X X X
|
