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TMI BlogApplication for grant of certificate of registration as an ESG Rating ProviderX X X X Extracts X X X X X X X X Extracts X X X X ..... ects. (d) All answers must be typed. (e) Information which needs to be supplied in detail may be given on separate sheets which should be attached with the application form. (f) All signatures on the application must be original. (g) Every page of the form as well as every additional sheet must be signed by the authorized signatory of the applicant. (h) Application must be accompanied by an application fee as specified in Sixth Schedule to these regulations. (i) All mentions of ratings in this Schedule shall be deemed to refer to ESG ratings, unless the context otherwise specifies. 1. PARTICULARS OF THE APPLICANT 1.1. Name, address of the registered office, address for correspondence, mobile number(s), email address of the Applicant. Addres ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... rth. 1.7. Date of incorporation of the applicant (enclose certificate of incorporation and memorandum and articles of association). Specify the following: 1.7.1. Objects (Main and Ancillary) of the applicant company; and 1.7.2. Authorized, issued, subscribed and paid-up capital. 1.8. Structure of the applicant, whether it is incorporated as a company limited by shares or guarantee, private or public, or as an unlimited company. 1.9. Whether the applicant is listed. If yes, names of Stock Exchanges and latest share price to be given. 1.10. Whether the Applicant or its associates are registered with the Board or any other regulatory authority in any capacity, along with details of registration. 1.11. Whether the applicant belongs to or is rel ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... by the applicant. 4.2. Any further plan for additional/ improved infrastructure, and if applicable, declaration of remote work environment, if any, to be indicated. 5. MAJOR SHAREHOLDERS 5.1. List of major shareholders (holding five per cent. or more shareholding in the applicant, directly or along with associates) in the format provided below: Shareholding as on: Name of shareholder No. of Shares held %age of total paid up capital of the company 6. ASSOCIATE CONCERNS 6.1. Particulars of associate companies/concerns which shall include name, address, type of activity handled, nature of interest of the applicant in the associate, nature of interest of promoter(s) of the applicant in the associate. 6.2. Whether the Board has granted or refus ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... t audited annual accounts, audited statement of accounts of a later date shall also be submitted. 8.3. Provide a declaration that the liquid net worth of the applicant is in compliance with these regulations. Submit relevant documentation to support the same. 8.4. Name and address of the principal bankers of the applicant. 8.5. Name and address of the auditors. 9. OTHER INFORMATION 9.1. Details of all pending litigation against the applicant company, directors and employees: Nature of dispute Name of the party Status 9.2. Indictment or involvement in any legal proceeding connected with the securities market by the applicant or any of its directors, or key managerial personnel in the last three years; 9.3. Details of previous application to ..... X X X X Extracts X X X X X X X X Extracts X X X X
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