Modification to Enhanced Supervision of Stock Brokers and Depository Participants

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..... ircular no. SEBI/HO/MIRSD/MIRSD2/CIR/P/2016/95 dated September 26, 2016 (hereinafter mentioned as circular ) and Master Circular for Stock Brokers dated May 22, 2024 (hereinafter mentioned as Master Circular ), inter alia, specified timelines for submission of annual audited accounts/net worth certificate by Stock Brokers/Depository Participants as part of monitoring criteria, the details of which .....

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..... furnish Annual Audited Accounts by October 31 st of the relevant year Para 6.1.2.a (Monitoring criteria for DPs) of Annexure to Circular and Para 15.8.1.2.a of Master Circular Failure to furnish Net worth certificate to Depository for year ending March 31 st by October 31 st 3. The provisions of this circular shall come into force with immediate effect. 4. The Stock Exchanges/Depositories are dir .....

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