SEBI Mandates Uniform Investor Charter Compliance Across 19 Market Intermediary Categories Including Brokers, Mutual Funds, Advisers

SEBI introduced comprehensive amendments across multiple regulations mandating compliance with Investor Charter requirements. The amendments affect 19 different regulatory frameworks including those governing stock brokers, merchant bankers, registrars, debenture trustees, mutual funds, custodians, investment advisers, and portfolio managers. Each regulated entity must now ensure compliance with the Investor Charter as specified by SEBI. The regulations came into effect upon official gazette publication in February 2025. This standardized approach aims to enhance investor protection and transparency across India's securities market by requiring all market intermediaries and participants to adhere to uniform charter guidelines prescribed by the regulatory authority. .....

X X   X X   Extracts   X X   X X

→ Full Text of the Document

X X   X X   Extracts   X X   X X