SEBI issued a circular on May 2, 2024, establishing a framework ...

SEBI Establishes New Framework for Research Analysts and Investment Advisers Effective July 25, 2024.

May 22, 2024

Circulars SEBI

SEBI issued a circular on May 2, 2024, establishing a framework for the administration and supervision of Research Analysts (RAs) and Investment Advisers (IAs). Recognized Stock Exchanges will act as RAASB and IAASB u/s 14 of the RA Regulations (2014) and IA Regulations (2013). Applicants for RA/IA registration must enlist with RAASB/IAASB. The existing IAASB framework is rescinded, but actions under it remain valid u/s 30A of IA Regulations. The framework becomes effective on July 25, 2024. SEBI retains core functions like registration and enforcement, while RAASB/IAASB handles administrative tasks. The circular is issued u/s 11(1) of the SEBI Act, 1992.

View Source

← Previous Next →

SEBI issued a circular on May 2, 2024, establishing a framework ...

SEBI Establishes New Framework for Research Analysts and Investment Advisers Effective July 25, 2024.

May 22, 2024

Circulars SEBI

You may also like:

BSE Limited granted recognition as Research Analyst Administration and Supervisory Body (RAASB) and Investment Adviser Administration and Supervisory Body (IAASB) under...

SEBI has introduced the Securities and Exchange Board of India (Intermediaries) (Second Amendment) Regulations, 2025, effective upon publication in the Official Gazette....

SEBI has introduced an optional centralized fee collection mechanism (CeFCoM) for registered Investment Advisers (IAs) and Research Analysts (RAs). Clients can pay fees...

This circular from SEBI provides the periodic reporting format for Research Analysts and Proxy Advisers. Key points: - Research Analysts (RAs) are required to furnish...

SEBI mandates that research analysts, principal officers of non-individual analysts, and associated persons providing research services must obtain NISM-Series-XV...

SEBI has issued a circular specifying a standardized format for periodic reporting by Investment Advisers (IAs) u/s 15(12) of the SEBI (Investment Advisers) Regulations,...

Securities and Exchange Board of India (Investment Advisers) (Amendment) Regulations, 2024 - The amendments introduced by SEBI signify a proactive approach towards...

This notification by the Securities and Exchange Board of India (SEBI) amends the SEBI (Research Analysts) Regulations, 2014. It inserts a new regulation 15A allowing...

SEBI amended regulations requiring AIFs to hold investments in dematerialized form. Effective July 1, 2025, all new AIF investments must be dematerialized. Pre-July 2025...

SEBI notifies that individual investment advisers, principal officers of non-individual investment advisers, associated persons providing investment advice, and partners...

SEBI issued a circular on "Financial Disincentives for Surveillance Related Lapses" at Market Infrastructure Institutions (MIIs). MIIs play a crucial role in market...

SEBI issued circular mandating standardized Most Important Terms and Conditions (MITC) for Research Analysts (RAs), effective immediately. RAs must disclose these terms...

This Master Circular consolidates various circulars and guidelines issued by SEBI to Research Analysts, superseding the previous Master Circular dated June 15, 2023. It...

Transfer/transmission of shareholding among immediate relatives or by way of transmission shall not result in change in control for unlisted body corporate...

SEBI has established a regulatory framework for retail investor participation in algorithmic trading, effective August 1, 2025. The framework mandates brokers to act as...

Quick Updates: