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SEBI - Highlights / Catch Notes

Home Highlights October 2024 Year 2024 This

This circular from SEBI outlines the inclusion of mutual fund ...


Insider Trading Norms for Mutual Funds: SEBI Tightens Disclosure, Reporting Rules from Nov 2024.

Circulars     SEBI

October 22, 2024

This circular from SEBI outlines the inclusion of mutual fund units under the purview of SEBI's Prohibition of Insider Trading Regulations, 2015, effective November 1, 2024. Key points are: AMCs must disclose aggregate holdings of designated persons quarterly; designated persons must report transactions above INR 15 lakhs to the compliance officer within two business days; AMCs must disclose such reported transactions; violations must be disclosed in a specified format. The circular also harmonizes investment restrictions for AMC employees with the amended regulations, modifying certain clauses of the Master Circular for Mutual Funds. Reporting formats for holdings, transactions, and violations are annexed. The circular aims to strengthen insider trading regulations for mutual funds.

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