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SEBI

Home Acts & Rules SEBI Regulation Securities and Exchange Board of India (Intermediaries) Regulations, 2008 Chapter IV = INSPECTION AND DISCIPLINARY PROCEEDINGS Chapters List This

INSPECTION AND DISCIPLINARY PROCEEDINGS - Securities and Exchange Board of India (Intermediaries) Regulations, 2008
Chapter: IV
INSPECTION AND DISCIPLINARY PROCEEDINGS
Regulation 17 : Right of inspection by the Board.
Regulation 18 : Notice before inspection
Regulation 19 : Obligations of Intermediary on inspection.
Regulation 20 : Appointment of auditor or valuer
Regulation 21 : Submission of report to the Board.
 

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