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SEBI

Home Acts & Rules SEBI Regulation Securities and Exchange Board of India (Custodian) Regulations, 1996 Chapter III = GENERAL OBLIGATIONS AND RESPONSIBILITIES OF CUSTODIANS Chapters List This

GENERAL OBLIGATIONS AND RESPONSIBILITIES OF CUSTODIANS - Securities and Exchange Board of India (Custodian) Regulations, 1996
Chapter: III
GENERAL OBLIGATIONS AND RESPONSIBILITIES OF CUSTODIANS
Regulation 12 : Code of conduct
Regulation 13 : Segregation of activities
Regulation 14 : Monitoring, review evaluating and inspecting systems and controls.
Regulation 15 : Prohibition of assignment
Regulation 16 : Separate custody account
Regulation 17 : Agreement with the client
Regulation 17A : Dispute Resolution
Regulation 18 : Internal controls
Regulation 19 : Maintenance of records and documents and furnishing of information
Regulation 19A : Appointment of compliance officer.
Regulation 20 : Information to the Board
Regulation 20A : Investor Charter
 

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