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Home Acts & Rules SEBI Regulation Securities And Exchange Board of India (Portfolio Managers) Regulations, 2020 Chapter II = REGISTRATION OF PORTFOLIO MANAGERS Chapters List This

REGISTRATION OF PORTFOLIO MANAGERS - Securities And Exchange Board of India (Portfolio Managers) Regulations, 2020

Chapter: II
REGISTRATION OF PORTFOLIO MANAGERS
Regulation 3	:	Registration as portfolio manager
Regulation 4	:	Application for grant of certificate
Regulation 5	:	Application to conform to the requirements
Regulation 6	:	Furnishing of further information, clarification and personal representation
Regulation 7	:	Consideration of application
Regulation 8	:	Criteria for fit and proper person
Regulation 9	:	Net worth Requirement
Regulation 10	:	Procedure for registration
Regulation 11	:	Conditions of registration
Regulation 12	:	Period of validity of certificate
Regulation 13	:	Procedure where registration is refused
Regulation 14	:	Effect of refusal to grant certificate
Regulation 15	:	Payment of fees, and the consequences of failure to pay fees

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