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SEBI

Home Acts & Rules SEBI Old-Provisions Securities And Exchange Board of India (Foreign Institutional Investors) Regulations, 1995 Chapters List This

Securities And Exchange Board of India (Foreign Institutional Investors) Regulations, 1995
Chapter: I
PRELIMINARY
Regulation 1 : Short title and commencement.
Regulation 2 : Definitions.
Chapter: II
REGISTRATION OF FOREIGN INSTITUTIONAL INVESTOR
Regulation 3 : Application for certificate.
Regulation 4 : Furnishing of information, clarification, and personal representation.
Regulation 5 : Application to conform to the requirements.
Regulation 6 : Consideration of application.
Regulation 6A : Criteria for Fit and Proper person.
Regulation 7 : Procedure and grant of certificate.
Regulation 7A : Code of Conduct.
Regulation 8 : Validity of certificate.
Regulation 9 : Omitted
Regulation 10 : Conditions for grant of certificate to Foreign Institutional Investors.
Regulation 11 : Procedure where certificate is not granted.
Regulation 12 : Application for registration of sub-accounts.
Regulation 13 : Procedure and grant of registration of sub-accounts.
Regulation 13A : Responsibility of foreign institutional investors.
Chapter: III
INVESTMENT CONDITIONS AND RESTRICTIONS
Regulation 14 : Commencement of investment.
Regulation 15 : Investment restrictions.
Regulation 15A : Conditions for issuance of offshore derivative instruments.
Chapter: IV
GENERAL OBLIGATIONS AND RESPONSIBILITIES
Regulation 16 : Appointment of domestic custodian.
Regulation 17 : Appointment of designated bank.
Regulation 17A : Investment Advice in publicly accessible media.
Regulation 18 : Maintenance of proper books of accounts, records, etc.
Regulation 19 : Preservation of books of accounts, records, etc.
Regulation 19A : Appointment of Compliance Officer.
Regulation 20 : Information to the Board.
Regulation 20A : Disclosure as to off-shore derivative instruments
Chapter: V
PROCEDURE FOR ACTION IN CASE OF DEFAULT
Regulation 21 : Liability for Action in case of default.
Regulation 22
to 29		 : Omitted by SEBI (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) Regulations, 2002 w.e.f. 27.09.2002.
SCHEDULE
FIRST SCHEDULE : Application Form for Grant of Certificate of Registration as Foreign Institutional Investor(FII) [See regulation 3(2)]
SECOND SCHEDULE : PAYMENT OF FEES
THIRD SCHEDULE : CODE OF CONDUCT (Regulation 7A)
 
 
 

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