Regulation 28Q - Appointment of Compliance Officer - Securities and Exchange Board of India (Credit Rating Agencies) Regulations, 1999

1 [ Appointment of Compliance Officer 28Q. (1) The ESG rating provider shall appoint a compliance officer who shall be responsible for monitoring the compliance of all the applicable laws. (2) The compliance officer shall immediately and independently report to the Board of any non-compliance observed by him or her. ] *************** NOTES:- 1. Inserted vide Notification No. SEBI/LAD-NRO/GN/2023/136 dated 03-07-2023