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Home Acts & Rules SEBI Regulation Securities and Exchange Board of India (Credit Rating Agencies) Regulations, 1999 Chapter IVA = ESG RATING PROVIDERS Chapters List This

ESG RATING PROVIDERS - Securities and Exchange Board of India (Credit Rating Agencies) Regulations, 1999
Chapter: IVA
ESG RATING PROVIDERS
Regulation 28A : Applicability
Regulation 28B : Definitions
Regulation 28C : Registration of ESG rating providers
Regulation 28D : Application for grant of certificate
Regulation 28E : Eligibility criteria
Regulation 28F : Furnishing of further information, clarification and personal representation
Regulation 28G : Grant of certificate as an ESG rating provider
Regulation 28H : Conditions of certificate
Regulation 28I : Procedure where certificate is not granted
Regulation 28J : Code of Conduct
Regulation 28K : Transparency, governance and prevention of conflict of interest
Regulation 28L : Rating process and monitoring of ESG rating
Regulation 28M : Procedure for review of ESG rating
Regulation 28N : Internal procedures to be framed
Regulation 28O : Disclosure of ESG rating definitions
Regulation 28P : Submission of information to the Board
Regulation 28Q : Appointment of Compliance Officer
Regulation 28R : Maintenance of Books of Accounts records, etc.
Regulation 28S : Steps on auditor’s report
Regulation 28T : Confidentiality
Regulation 28U : Restriction on shareholding in an ESG rating provider
Regulation 28V : Entities connected with a promoter or a rating agency not to be rated
 

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