Form No. 01 - Return of taxable securities transactions - Securities Transaction Tax Rules, 2004

Appe ndix Form No. 1 [See rule 7 of Securities Transaction Tax Rules, 2004] Return of taxable securities transactions STTS - 1 For recognised stock exchanges Please follow instructions. Use block letters only. 1. Name of the stock exchange Acknowledgement For Office use only Receipt No. Date 2. Address of the stock exchange .. .. Seal and Signature of Receiving Official 3. Permanent Account Number (PAN) 4. Financial year (transactions relating to which are reported) - 5. Ward/Circle/Range 6. Value of taxable securities transactions CODE (Schedule) Value (In Rs.) 01. (A[7]) 02. (A[8]) 03. (A[9]) 04. (B[8]) 05. (B[9]) Total 7. Total securities transaction tax collectible CODE (Schedule) Amount (In Rs.) 01. (A[10]) 02. (A[11]) 03. (A[12]) 04. (B[10]) 05. (B[11]) Total (Schedule) 8. Total securities transaction tax collected (C[5]) 9. Total securities transaction tax paid (C[6]) 10. Securities transaction tax payable / refundable (7.9) 11. Interest payable under section 104 (C[7]) 12. Interest paid (C[8]) Verification I, .............(full name in block letters), son/ daughter of .............. solemnly declare that to the best of my knowl edge and belief the information given in this return and schedules accompanying it is correct and complete and that the total value of taxable securities transactions and other particulars shown therein are truly stated and are in accordance with provisions of Chapter VII of the Finance (No. 2) Act, 2004 and Securities Transaction Tax Rules, 2004. I further declare that I am making this return in my capacity as ....................and I am also competent to make this return and verify it. Date .................. Place .................. ( Name and Signature ) *Codes in respect of taxable securities transaction S. No. Nature of transaction Code 1. Purchase of an equity share in a company or a unit of an equity oriented fund, where (a) the transaction of such purchase is entered into in a recognized stock exchange; and 01 (b) the contract for the purchase of such share or unit is settled by the actual delivery or transfer of such share or unit. 2. Sale of an equity share in a company or a unit of an equity oriented fund, where 02 (a) the transaction of such sale is entered into in a recognised stock exchange; and (b) the contract for the sale of such share or unit is settled by the actual delivery or transfer of such share or unit. 3. Sale of an equity share in a company or a unit of an equity oriented fund, where 03 (a) the transaction of such sale is entered into in a recognised stock exchange; and (b) the contract for the sale of such share or unit is settled otherwise than by the actual delivery or transfer of such share or unit. 4. Sale of a derivative being option in securities , where the transaction of such sale is entered into in a recognised stock exchange. 04 5. Sale of a derivative being futures , where the transaction of such sale is entered into in a recognised stock exchange. 05 SCHEDULE A Sl. No. Stock Broker Code Trading Client Code Client Name PAN of Client MAPIN of Client Value of taxable securities transactions (In Rs.) Securities transaction tax collectible (In Rs.) Code 01 Code 02 Code 03 Code 01 Code 02 Code 03 1 2 3 4 5 6 7 8 9 10 11 12 Total SCHEDULE B Sl. No. Clearing Member Code Stock Broker Code Trading Client Code Client Name PAN of Client MAPIN of Client Value of taxable securities transactions (In Rs.) Securities transaction tax collectible (In Rs.) Code 04 Code 05 Code 04 Code 05 1 2 3 4 5 6 7 8 9 10 11 Total SCHEDULE C Month Taxable securities transaction Code Value of taxable securities transactions during the month Securities transaction tax collectible (In Rs.) Securities transaction tax collected (In Rs.) Securities transaction tax paid (In Rs.) Interest payable u/s 104 (In Rs.) Interest paid u/s 104 (In Rs.) 1 2 3 4 5 6 7 8 Total Particulars of payment of securities transaction tax/ interest u/s 104 Tax/ Interest (In Rs.) Name of the bank branch BSR code of bank branch Date of deposit Serial No. of challan Amount (In Rs.) 9 10 11 12 13 14 Total Notes:- 1. This Form must be used by a recognised stock exchange only. 2. Details required in Schedules A, B C may be furnished on computer media as specified in rule 7. 3. Details required in Schedules A B may be given sepa rately for each stock Broker Code and Clearing Member Code as the case may be. Particulars of Client Name, PAN and MAPIN of client should be given wherever available. 4. Particulars of Trading Client Code in Schedule A need not be given in respect of purchase transactions conducted by the stock exchange during auction sessions on behalf of stock brokers who have failed to deliver shares or unit in settlement. 5. Details required in Schedule C may be given separately for each month for each type of transaction (Codes 01 to 05) and sub- total for each month be also given.