Revised Monthly Cumulative Report (MCR) - SEBI - SEBI/HO/IMD/DF3/CIR/P/2019/020

CIRCULAR SEBI/HO/IMD/DF3/CIR/P/2019/020 January 22, 2019 All Mutual Funds/Asset Management Companies (AMCs)/ Trustee Companies/Boards of Trustees of Mutual Funds Association of Mutual Funds in India (AMFI) Sub: Revised Monthly Cumulative Report (MCR) Please refer to SEBI circular MF/CIR/07/404/2000 dated July 31, 2000 and subsequent relevant circulars prescribing the format for reporting of Monthly Cumulative Report (MCR). In line with SEBI circulars dated October 6, 2017 and December 4, 2017 on Categorization and Rationalization of Mutual Fund Schemes , the format of MCR has been revised and the same is placed at Annexure-A. Accordingly, from April 2019 onwards, AMCs shall submit the MCR to SEBI in the revised format by the 3rd working day of each month. As per the existing provision, a Mutual Fund scheme is permitted to invest certain percentage of its AUM in schemes of same Mutual Fund or other Mutual Funds. In order to avoid such investments being considered by both the investee and investing scheme, it is clarified that the investing scheme shall exclude the same while reporting the data on AUM in the MCR. This circular is issued in exercise of powers conferred under Section 11 (1) of the Securities and Exchange Board of India Act, 1992 , read with the provisions of Regulation 77 of SEBI (Mutual Funds) Regulations, 1996, to protect the interests of investors in securities and to promote the development of, and to regulate the securities market. Yours faithfully, Deena Venu Sarangadharan Deputy General Manager Tel No: 022-26449266 Email: [email protected] Encl: As above Annexure Name of the Mutual Fund:_________________ MCR for the period from April 2019 to _______ Rs. In Crore Sr. No. Scheme Category No. of schemes as on______ No. of Folio s as on ____ Funds mobilize d for the period(Since April 01 to ---) Repurchase/ Redempt ion for the period(Since April 01 to--) Net Inflow (+ve)/ Outflow (-ve) for the period(Si nce April 01 to--) Net Assets Under Manage ment as on ____ Average Net Assets under Manageme nt for the month----# A Open ended Schemes I Income/Debt Oriented Schemes 1 Overnight Fund 2 Liquid Fund 3 Ultra Short Duration Fund 4 Low Duration Fund 5 Money Market Fund 6 Short Duration Fund 7 Medium Duration Fund 8 Medium to Long Duration Fund 9 Long Duration Fund 10 Dynamic Bond Fund 11 Corporate Bond Fund 12 Credit Risk Fund 13 Banking and PSU Fund 14 Gilt Fund 15 Gilt Fund with 10 year constant duration 16 Floater Fund Sub total - I (1+2+3+4+5+6+7+8+9+10+1 1+12+13+14+15+16) II Growth/Equity Oriented Schemes 17 Multi Cap Fund 18 Large Cap Fund 19 Large Mid Cap Fund 20 Mid Cap Fund 21 Small Cap Fund 22 Dividend Yield Fund 23 Value Fund/Contra Fund 24 Focused Fund 25 Sectoral/Thematic Funds 26 ELSS Sub total - II (17+18+19+20+21+22+23+2 4+25+26) III Hybrid Schemes 27 Conservative Hybrid Fund 28 Balanced Hybrid Fund/Aggressive Hybrid Fund 29 Dynamic Asset Allocation/Balanced Advantage 30 Multi Asset Allocation 31 Arbitrage Fund 32 Equity Savings Sub total - III (27+28+29+30+31+32) IV Solution Oriented Schemes 33 Retirement Fund 34 Childrens' Fund Sub total - IV (33+34) V Other Schemes 35 Index Funds 36 GOLD ETF 37 Other ETFs 38 Fund of funds investing overseas Sub total - V (35+36+37+38) Total A-Open ended Schemes B Close Ended Schemes I Income/Debt Oriented Schemes i Fixed Term Plan ii Capital Protection Oriented Schemes iii Infrastructure Debt Fund iv Other Debt Sub total (i+ii+iii+iv) II Growth/Equity Oriented Schemes i ELSS ii Others Sub total (i+ii) III Other Schemes Total B -Close ended Schemes C Interval Schemes I Income/Debt Oriented Schemes II Growth/Equity Oriented Schemes III Other Schemes Total C Interval Schemes Grand Total (A+B+C) Fund of Funds Scheme (Domestic) Notes : No.of schemes also includes serial plans. The sum of number of investors for each scheme type will not match the sub total under each scheme type as investors may be common across different scheme of different mutual funds. In addition, the above table is collation of unique investors from individual fund houses. #AAUM of the mutual fund is the average of the daily AUM of the Mutual Fund for the month - Inter scheme investments are excluded from the above data