Offshore derivative Instrument issued by Registered FIIs - SEBI - IMD/DFIIC/9/2003

Circulars FOREIGN INSTITUTIONAL INVESTORS DIVISION INVESTMENT MANAGEMENT DEPARTMENT E-MAIL : [email protected] WEB SITE: http//www.sebi.gov.in IMD/DFIIC/9/2003 September 24, 2003 All Custodians and Foreign Institutional Investors (FII) Dear Sir, Subject : Offshore derivative Instrument issued by Registered FIIs This refers to Circular IMD/CUST/8/2003 dated august 2003, advising FIIs to report issuance of Participatory Noted / Offshore Derivative Instruments against underlying Indian Securities as per the revised format. In this regard we clarify the following : 1. The FIIs shall submit the Reports via E-mail to the following address ONLY. [email protected] And NOT to [email protected] or [email protected] 1. Email should contain Subject line giving FII name, registration number, and report period for example : XYZ Global Allocation Fund Inc. :: IN-US-FA-0005-95 FOR September I, 2003 Note : September I stands for report First Fortnight of the month and September II stands for report Second Fortnight of the month . 1. All the Foreign Institutional Investors who do not deal in / issue Offshore Derivative Instrument against underlying Indian Securities shall submit a Nil-Report as per Circular IMD/CUST/8/2003 dated August 8, 2003. 2. Nil-Report may be submitted by way of declaration without Annexure B attachment. A copy of the circular is also available at the web page Foreign Institutional Investors on our website www.sebi.gov.in . The custodians are requested to bring the contents of this circular to the notice of their FII clients and submit the compliance confirmation in this regard by October 1, 2003. Yours faithfully, Sd/- SANTOSH SHARMA DEPUTY GENERAL MANAGER