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TMI BlogAmendments to Prevention of Money-laundering (Maintenance of Records) Rules, 2005X X X X Extracts X X X X X X X X Extracts X X X X ..... sitories 4. Depository Participants through Depositories 5. Association of Mutual Funds in India 6. Mutual funds through AMFI 7. Portfolio Managers 8. KYC Registration Agencies (KRAs) 9. Alternative Investment Funds (AIFs) 10. Collective Investment Schemes (CIS) 11. Custodians 12. Investment Advisors Dear Sir/Madam, Sub: Amendments to Preventi ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... rm certified copy and a list of deemed OVDs for limited purpose of proof of address (in case OVD submitted does not contain updated address). Copy of the Gazette notification no. G.S.R. 1300(E) dated October 16, 2017, is attached as Annexure 2. ii. PML (Maintenance of Records) Sixth Amendment Rules, 2017, regarding acceptable documents in case the OVDs presented by a foreign national does not ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... Further, as per Clause 2(b)(4) of PML Second Amendment Rules, in case PAN is not submitted by any client at the time of opening of account based relationship, one certified copy of an officially valid document (OVD) shall be submitted. However, it is hereby clarified that for securities market, in terms of SEBI circular dated April 27, 2007, the requirement of PAN would continue to be mandatory ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... their Board of Directors. Yours faithfully, D Rajesh Kumar General Manager Email: [email protected] Encl: Annexure 1 G.S.R. 538(E) dated June 01, 2017 Annexure 2 G.S.R. 1300(E) dated October 16, 2017 Annexure 3 G.S.R. 1318(E) dated October 23, 2017 Annexure 4 G.S.R. 314(E) dated March 31, 2018 - Circular - Trade Notice - Public Notice - Instructio ..... X X X X Extracts X X X X X X X X Extracts X X X X
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