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TMI BlogFormats of advertisements for a public issueX X X X Extracts X X X X X X X X Extracts X X X X ..... issue such as the offer documents, price band advertisement etc. are available) PROMOTERS [__XYZ__] THE ISSUE Public issue of _______ (nature of the specified securities) of ____ each at a price of _____ DETAILS OF THE SELLING SHAREHOLDERS, OFFER FOR SALE AND WEIGHTED AVERAGE COST OF ACQUISITION, AS APPLICABLE (Name of selling shareholder, Type (promoter selling shareholder, investor etc.), No. of shares offered, Aggregate proceeds from offered shares, Weighted average cost of acquisition per equity share, in tabular form) The Company has completed pre-IPO placements in a price range of Rs. [-] to Rs. [-] per Equity Share. For further details of pre-IPO placements by the Company from the date of the DRHP, please refer to "Additional Information to investors" herein below. PRICE BAND: Rs. [-] TO Rs. [-] PER EQUITY SHARE OF FACE VALUE OF Rs. [-] EACH. THE FLOOR PRICE IS [-] TIMES THE FACE VALUE OF THE EQUITY SHARES AND THE CAP PRICE IS [-] TIMES THE FACE VALUE OF THE EQUITY SHARES. THE PRICE TO EARNING RATIO BASED ON DILUTED EPS FOR FISCAL [-] AT THE FLOOR PRICE IS [-] TIMES AND AT THE CAP PRICE IS [-] TIMES. (The above assumes a price band. The above may be suitably modi ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... ntage of pre-Offer share capital of the company, price per share, total consideration. In case the company had made a provision for Pre-IPO placement in the DRHP and does not complete such a placement, a statement to this effect shall also be included. 2. Transaction of shares aggregating up to 1% or more of the paid-up equity share capital of the company by promoter(s) and promoter group(s) from the DRHP filing date. Make suitable disclosure, in tabular format, including date of transfer/ allotment, name of transferor, name of transferee/ allottee, nature of transaction, number of equity shares, percentage of pre-offer share capital of the company, price per shares, total consideration. Disclose if the transferees/ allottees are connected to the issuer company or its promoters, promoter group, directors, KMPs or its subsidiaries, group companies and their directors or KMPs in any manner. If not, a negative statement shall be made to this effect. 3. Pre-issue shareholding as at the date of advertisement and post-issue shareholding as at allotment for promoter(s), promoter group and additional top 10 shareholders, in the following format: Shareholding of Promoter / Promoter Group ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... the issue including the "Basis for Issue Price" chapter updated with the price band, are available.) INDICATIVE TIMELINES FOR THE ISSUE (including timelines for (i) submission and revision of bids during the bid/ issue period (except the bid/ issue closing date) and on the bid/ issue closing date, (ii) bid upload timings, (iii) Expected date for commencement of trading of the equity shares on the stock exchanges) CONTENTS OF THE MEMORANDUM OF ASSOCIATION OF THE COMPANY AS REGARDS ITS OBJECTS: For information on the main objects of the company, please see the section "History and Certain Corporate Matters" on page [-] of the offer document. The Memorandum of Association of the company is a material document for inspection in relation to the issue. For further details, please see the section titled "Material Contracts and Documents for Inspection" on page [-] of the offer document. LIABILITY OF THE MEMBERS OF THE COMPANY: Limited by shares. AMOUNT OF SHARE CAPITAL OF THE COMPANY AND CAPITAL STRUCTURE: As on the date of the offer document, the authorised share capital of the company [-] divided into [-] equity shares of face value of [-] each. The issued, subscribed and ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... ation 43(3), 200(1) and 264(3)] THIS IS A PUBLIC ANNOUNCEMENT FOR INFORMATION PURPOSES ONLY. THIS IS NOT A PROSPECTUS ANNOUNCEMENT AND DOES NOT CONSTITUTE AN INVITATION OR OFFER TO ACQUIRE, PURCHASE OR SUBSCRIBE TO SECURITIES. ABC Limited (Name of issuer) For details of changes in name and the registered office of the Company, see "History and Certain Corporate Matters - Brief history of our Company" and "History and Certain Corporate Matters - Changes in the Registered Office" on page [-] of the red herring prospectus [-] ("RHP" or "Red Herring Prospectus"). Registered Office: [-]; Corporate Office: [-]; Contact Person: [-]; Tel: [-]; E-mail: [-]; Website: [-]; Corporate Identity Number: [-] QR Code (Scan of QR Code should take the reader to the webpage of the left lead BRLM where documents relating to the issue such as the offer documents, price band advertisement etc. are available) PROMOTERS [__XYZ__] THE ISSUE Public issue of ___________ (nature of the specified securities) of ____ each at a price of _____ DETAILS OF THE SELLING SHAREHOLDERS, OFFER FOR SALE AND WEIGHTED AVERAGE COST OF ACQUISITION, AS APPLICABLE (Name of selling shareholder, Type (promoter se ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... rs: Summary description of key risk factors based on materiality. 2. Details of suitable ratios such as price/ revenues, price/ earnings, enterprise value/ EBITDA, earnings per share, net asset value per share, return on equity, return on capital employed, of the company and its peer group for the latest full financial year. 3. Weighted average return on net worth for the last 3 FYs, and return on net worth for any interim period for the issuer company. 4. Disclosures as per clause (9)(K)(4) of Part A to Schedule VI, as applicable. ADDITIONAL INFORMATION FOR INVESTORS: This will include the following: 1. Details of proposed /undertaken pre-issue placements from the DRHP filing date. Make suitable disclosure, in tabular format, including details of date of allotment, name of allottees, number of equity shares, percentage of pre-Offer share capital of the company, price per share, total consideration. In case the company had made a provision for Pre-IPO placement in the DRHP and does not complete such a placement, a statement to this effect shall also be included. 2. Transaction of shares aggregating up to 1% or more of the paid-up equity share capital of the company by promote ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... page [-] of the offer document. NAMES OF SIGNATORIES TO THE MEMORANDUM OF ASSOCIATION OF THE COMPANY AND THE NUMBER OF EQUITY SHARES SUBSCRIBED BY THEM: [-] DISCLAIMER CLAUSE OF THE SECURITIES AND EXCHANGE BOARD OF INDIA: "SEBI only gives its observations on the draft offer document and this does not constitute approval of either the issue or the specified securities stated in the offer document." DISCLAIMER CLAUSE OF STOCK EXCHANGES: [-] CREDIT RATING (if applicable) DEBTENTURE TRUSTEE (if applicable) IPO GRADING (if applicable) BOOK RUNNING LEAD MANAGERS Name, Telephone no., E-mail, Contact person, Website REGISTRAR TO THE OFFER Name, Telephone no., E-mail, Contact person, Website COMPANY SECRETARY AND COMPLIANCE OFFICER Name, Telephone no., E-mail, Website Investors may contact the Company Secretary and Compliance Officer or the Registrar to the Offer in case of any pre-issue or post-issue related grievances including non-receipt of letters of allotment, non-credit of allotted equity shares in the respective beneficiary account, non-receipt of refund orders or nonreceipt of funds by electronic mode, etc. For all issue related queries and for red ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... ) The Company has completed pre-IPO placements in a price range of Rs. [-] to Rs. [-] per Equity Share. For further details of pre-IPO placements by the Company from the date of the DRHP, please refer to "Additional Information to investors" herein below. PRICE BAND: Rs. [-] TO Rs. [-] PER EQUITY SHARE OF FACE VALUE OF Rs. [-] EACH. THE FLOOR PRICE IS [-] TIMES THE FACE VALUE OF THE EQUITY SHARES AND THE CAP PRICE IS [-] TIMES THE FACE VALUE OF THE EQUITY SHARES. THE PRICE TO EARNING RATIO BASED ON DILUTED EPS FOR FISCAL [-] AT THE FLOOR PRICE IS [-] TIMES AND AT THE CAP PRICE IS [-] TIMES. (The above assumes a price band. The above maybe suitably modified for fixed price or floor price, as the case maybe.) BIDS CAN BE MADE FOR A MINIMUM OF [-] EQUITY SHARES AND IN MULTIPLES OF [-] EQUITY SHARES THEREAFTER. BID/ ISSUE CLOSES TODAY Brief description of the business of the issuer company The issue is being made pursuant to [Regulation 6(1) or Regulation 6(2) or Chapter IX (Initial Public Offer by Small and Medium Enterprises) or any other regulation as may be applicable] of the SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018, as amended (SEBI ICDR Regul ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... r share capital of the company, price per shares, total consideration. Disclose if the transferees/ allottees are connected to the issuer company or its promoters, promoter group, directors, KMPs or its subsidiaries, group companies and their directors or KMPs in any manner. If not, a negative statement shall be made to this effect. BASIS FOR OFFER PRICE (Include a disclosure to the effect that the "Basis for Issue Price" on page [-] of the offer document has been updated with the above price band. Please refer to the websites of the BRLMs: [-], [-] and [-] for the "Basis for Issue Price" updated with the above price band.) (Give QR Code - Scan of QR Code should take the reader to the webpage of the left lead BRLM where documents relating to the issue including the "Basis for Issue Price" chapter updated with the price band, are available.) INDICATIVE TIMELINES FOR THE ISSUE (include timelines for (i) submission and revision of bids during the bid/ issue period (except the bid/ issue closing date) and on the bid/ issue closing date, (ii) bid upload timings, (iii) Expected date for commencement of trading of the equity shares on the stock exchanges) CONTENTS OF THE MEMORANDUM ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... Bankers to the Offer/ Escrow Collection Bank and Refund Bank/ Public Offer Account Bank: [-] Sponsor Banks: [-] UPI: UPI Bidders can also bid through UPI mechanism. For [Name of issuer company] Authorized personnel of the issuer Place: [-] Date: [-] Notes: * "Risks to Investors" needs to be adequately highlighted in the advertisement ensuring prominent visibility. * Risk Factors should constitute at least 33% and information of BRLM not more than 10% of the advertisements. * Font size of price band/ floor price and the risk factors should match that of bid/ issue programme. In addition, information on acquisition of shares should be given a tabular form.] ************** NOTES:- 1. Substituted vide F. No. SEBI/LAD-NRO/GN/2025/233 dated 03-03-2025 w.e.f. 03-03-2025 (For effective date in certain cases see Notification) before it was read as, "SCHEDULE X - FORMATS OF ADVERTISEMENTS FOR A PUBLIC ISSUE Part A - Format of pre-issue advertisement for a public issue [See regulations 43(2), 29(4), 127(4), 139(2), 189(4), 264(2) and 250(3)] This is only an advertisement for information purposes and is not a pros ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... (Floor price or price band or as the case may be in case of book built issue) for cash aggregating `_________ (appropriate disclosure for book built issue) including face value MINIMUM LOT SIZE DISCOUNT (IF ANY) RISK TO INVESTORS (As specified by the Board) (In the same font size as the floor price/ price band) BASIS FOR ISSUE PRICE (Relevant financial ratios on the floor price and cap price (based on the financials disclosed in the offer document) in case of a price band, as per the basis for issue price disclosures in the offer document) Investor should read the offer document carefully, including the Risk Factors on page _____ of the offer document before making any investment decision. Issued by Authorized personnel of the issuer Part B - Format of issue opening advertisement for a public issue [See regulations 43(3), 200(1) and 264(3)] This is only an advertisement for information purposes and is not a prospectus announcement. ABC LTD. (name of the issuer) (Incorporated on ____________________ under the __________ Act as _____________________ and subsequently renamed as _____________(applicable only when the name of issuer has changed in the last three ye ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... DAY: ISSUE/BID CLOSES ON: Investor should read the offer document carefully, including the Risk Factors on page _____ of the offer document before making any investment decision. Issued by Authorized personnel of the issuer Part C - Format of issue closing advertisement for a public issue [See regulation 43(3), 200(1) and 264(3)] This is only an advertisement for information purposes and is not a prospectus announcement. ABC LTD. (name of the issuer) (Incorporated on ____________________ under the __________ Act as _____________________ and subsequently renamed as _____________(applicable only when the name of issuer has changed in the last three years except if there is a change in status from private limited company to limited company) __________ on ________________) Registered Office: ________________________________________________________ Tel: _______________ Corporate Office: ________________________________________________________ Tel: _________ e-mail: ______ Website::______ CIN: ______ PROMOTERS [__XYZ__] FLOOR PRICE/ PRICE BAND (Floor price or price band or as the case may be in case of book built issue) for cash aggregating `_________ (appropriat ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... _______________ Tel: _________ e-mail: ______ Website::______ CIN: ______ FLOOR PRICE/ PRICE BAND (Floor price or price band or as the case may be in case of book built issue) for cash aggregating `_________ (appropriate disclosure for book built issue), including face value RISK TO INVESTORS (As specified by the Board) (In the same font size as the floor price/ price band) PROMOTERS [__XYZ__] PROPOSED LISTING Names of the stock exchanges Cross reference to the disclaimer clause of Securities and Exchange Board of India and Stock Exchange(s) NAMES, TELEPHONE NUMBERS AND EMAIL ADDRESSES OF THE LEAD MANAGER(S), REGISTRAR TO THE ISSUE CREDIT RATING AND NAME OF THE CREDIT RATING AGENCY (if applicable) NAMES AND TELEPHONE NUMBER OF THE DEBENTURE TRUSTEE (if applicable) IPO GRADING (if obtained) ISSUE / BID OPENS ON _____ ISSUE / BID CLOSES ON _____ The following disclosure shall be included in the billboard/banner in such manner that it is prominent and covers at least 10% of the size of the billboard/banner: Investor should read the offer document carefully, including the Risk Factors on page _____ of the offer document, before making any investment decision. Issued ..... X X X X Extracts X X X X X X X X Extracts X X X X
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