Home Acts & Rules SEBI Regulation Securities And Exchange Board of India (Issue Of Capital And Disclosure Requirements) Regulations, 2018 Chapters List Schedules Sch SCHEDULE This
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Schedule - 10 - Formats of advertisements for a public issue - Securities And Exchange Board of India (Issue Of Capital And Disclosure Requirements) Regulations, 2018Extract SCHEDULE X - FORMATS OF ADVERTISEMENTS FOR A PUBLIC ISSUE Part A - Format of pre-issue advertisement for a public issue [See regulations 43(2), 29(4), 127(4), 139(2), 189(4), 264(2) and 250(3)] This is only an advertisement for information purposes and is not a prospectus announcement. ABC LTD. (name of the issuer) (Incorporated on ____________________ under the __________ Act as _____________________ and subsequently renamed as _____________(applicable only when the name of issuer has changed in the last three years except if there is a change in status from private limited company to limited company) __________ on ________________) Registered Office: ________________________________________________________ Tel: _______________ Corporate Office: ________________________________________________________ Tel: _________ e-mail: ______ Website::______ CIN: ______ PROMOTERS [__XYZ__] THE ISSUE Public issue of ___________ (nature of the specified securities) of ____ each at a price of _____ (In the case of book building issues, disclosure about the details of allocation shall be given in the following manner, as percentage of offer size/ net offer: QIB Category: _____% Retail Category: _____% Non institutional investor category: _____% Reserved categories: _____Equity Shares or ____% PROPOSED LISTING Names of the stock exchanges (Cross reference to the disclaimer clause of the stock exchanges as provided in their in-principle listing approval) DISCLAIMER CLAUSE OF THE SECURITIES AND EXCHANGE BOARD OF INDIA SEBI only gives its observations on the draft offer document and this does not constitute approval of either the issue or the specified securities stated in the offer document. LEAD MANAGER(S) Name, address, telephone numbers, email ID, website address and contact person COMPLIANCE OFFICER OF THE ISSUER Name, address, telephone numbers, email ID, website address CREDIT RATING (if applicable) DEBENTURE TRUSTEES (if applicable) IPO GRADING (if obtained) AVAILABILITY OF APPLICATION FORMS Names of the issuer, lead manager(s), syndicate member(s), stock brokers self certified syndicate banks, registrar and share transfer agents and depository participants with the website link of where the detailed information is available (addresses optional). AVAILABILITY OF RED HERRING PROSPECTUS Investors are advised to refer to the prospectus and the risk factors contained therein before applying in the issue. Full copy of the prospectus is available at www.sebi.gov.in and websites of lead manager(s) / stock exchange/s at www ISSUE/BID OPENS ON: ISSUE/BID CLOSES ON: FLOOR PRICE/ PRICE BAND (Floor price or price band or as the case may be in case of book built issue) for cash aggregating `_________ (appropriate disclosure for book built issue) including face value MINIMUM LOT SIZE DISCOUNT (IF ANY) RISK TO INVESTORS (As specified by the Board) (In the same font size as the floor price/ price band) BASIS FOR ISSUE PRICE (Relevant financial ratios on the floor price and cap price (based on the financials disclosed in the offer document) in case of a price band, as per the basis for issue price disclosures in the offer document) Investor should read the offer document carefully, including the Risk Factors on page _____ of the offer document before making any investment decision. Issued by Authorized personnel of the issuer Part B - Format of issue opening advertisement for a public issue [See regulations 43(3), 200(1) and 264(3)] This is only an advertisement for information purposes and is not a prospectus announcement. ABC LTD. (name of the issuer) (Incorporated on ____________________ under the __________ Act as _____________________ and subsequently renamed as _____________(applicable only when the name of issuer has changed in the last three years except if there is a change in status from private limited company to limited company) __________ on ________________) Registered Office: ________________________________________________________ Tel: _______________ Corporate Office: ________________________________________________________ Tel: _________ e-mail: ______ Website::______ CIN: ______ PROMOTERS [__XYZ__] FLOOR PRICE/ PRICE BAND (Floor price or price band or as the case may be in case of book built issue) for cash aggregating `_________ (appropriate disclosure for book built issue), including face value MINIMUM LOT SIZE DISCOUNT (IF ANY) RISK TO INVESTORS (As specified by the Board) (In the same font size as the floor price/ price band) THE ISSUE Public issue of ___________ (nature of the specified securities) of Rs. ____ each at a price of `_____ (In the case of book building issues, disclosure about the details of allocation shall be given in the following manner, as percentage of offer size/ net offer: QIB Category: _____% Retail Category: _____% Non institutional investor category: _____% Reserved categories: _____Equity Shares or ____% PROMOTERS [__XYZ__] PROPOSED LISTING Names of the stock exchanges (Cross reference to the disclaimer clause of the stock exchanges as provided in their in-principle listing approval) DISCLAIMER CLAUSE OF SECURITIES AND EXCHANGE BOARD OF INDIA SEBI only gives its observations on the draft offer document and this does not constitute approval of either the issue or the specified securities stated in the offer document. LEAD MANAGER(S) Name, address, telephone numbers, e-mail ID, website address and contact person COMPLIANCE OFFICER OF THE ISSUER Name, address, telephone numbers, e-mail ID, website address CREDIT RATING (if applicable) DEBENTURE TRUSTEES (if applicable) IPO GRADING (if obtained) AVAILABILITY OF APPLICATION FORMS Names of the issuer, lead manager(s), bankers to the issue, self certified syndicate banks, stock brokers, registrar to the issue and share transfer agents and depository participants (addresses optional) AVAILABILITY OF PROSPECTUS Investors are advised to refer to the prospectus and the risk factors contained therein before applying in the issue. Full copy of the prospectus is available at www.sebi.gov.in and websites of issuer / lead manager(s) / Stock Exchange/s at www ISSUE / BID OPENS TODAY: ISSUE/BID CLOSES ON: Investor should read the offer document carefully, including the Risk Factors on page _____ of the offer document before making any investment decision. Issued by Authorized personnel of the issuer Part C - Format of issue closing advertisement for a public issue [See regulation 43(3), 200(1) and 264(3)] This is only an advertisement for information purposes and is not a prospectus announcement. ABC LTD. (name of the issuer) (Incorporated on ____________________ under the __________ Act as _____________________ and subsequently renamed as _____________(applicable only when the name of issuer has changed in the last three years except if there is a change in status from private limited company to limited company) __________ on ________________) Registered Office: ________________________________________________________ Tel: _______________ Corporate Office: ________________________________________________________ Tel: _________ e-mail: ______ Website::______ CIN: ______ PROMOTERS [__XYZ__] FLOOR PRICE/ PRICE BAND (Floor price or price band or as the case may be in case of book built issue) for cash aggregating `_________ (appropriate disclosure for book built issue), including Face Value MINIMUM LOT SIZE DISCOUNT (IF ANY) RISK TO INVESTORS (As specified by the Board) (In the same font size as the floor price/ price band) THE ISSUE Public issue of ___________ (nature of the specified securities) of Rs. ____ each at a price of `_____ (In the case of book building issues, disclosure about the details of allocation shall be given in the following manner, as percentage of offer size/ net offer: QIB Category: _____% Retail Category: _____% Non institutional investor category: _____% Reserved categories: _____Equity Shares or ____% PROMOTERS [__XYZ__] PROPOSED LISTING Names of the stock exchanges (Cross reference to the disclaimer clause of the stock exchanges as provided in their in-principle listing approval) DISCLAIMER CLAUSE OF SECURITIES AND EXCHANGE BOARD OF INDIA SEBI only gives its observations on the draft offer document and this does not constitute approval of either the issue or the specified securities stated in the offer document. LEAD MANAGER(S) Name, address, telephone numbers, e-mail ID, website address and contact person COMPLIANCE OFFICER OF THE ISSUER Name, address, telephone numbers, e-mail ID, website address CREDIT RATING (if applicable) DEBENTURE TRUSTEES (if applicable) IPO GRADING (if obtained) AVAILABILITY OF APPLICATION FORMS Names of the issuer, lead manager(s), bankers to the issue, self certified syndicate banks, stock brokers, registrar to the issue and share transfer agents and depository participants (addresses optional) AVAILABILITY OF PROSPECTUS Investors are advised to refer to the prospectus and the risk factors contained therein before applying in the issue. Full copy of the prospectus is available at www.sebi.gov.in and websites of issuer / lead manager(s) / Stock Exchange/s at www ISSUE / BID CLOSES TODAY Investor should read the offer document carefully, including the Risk Factors on page _____ of the offer document before making any investment decision. Issued by Authorized personnel of the issuer Part D - Format of billboards and banners [Schedule IX ] This is only an advertisement for information purposes and is not a prospectus announcement. ABC LTD. (name of the issuer) Registered Office: ________________________________________________________ Corporate Office: ________________________________________________________ Tel: _________ e-mail: ______ Website::______ CIN: ______ FLOOR PRICE/ PRICE BAND (Floor price or price band or as the case may be in case of book built issue) for cash aggregating `_________ (appropriate disclosure for book built issue), including face value RISK TO INVESTORS (As specified by the Board) (In the same font size as the floor price/ price band) PROMOTERS [__XYZ__] PROPOSED LISTING Names of the stock exchanges Cross reference to the disclaimer clause of Securities and Exchange Board of India and Stock Exchange(s) NAMES, TELEPHONE NUMBERS AND EMAIL ADDRESSES OF THE LEAD MANAGER(S), REGISTRAR TO THE ISSUE CREDIT RATING AND NAME OF THE CREDIT RATING AGENCY (if applicable) NAMES AND TELEPHONE NUMBER OF THE DEBENTURE TRUSTEE (if applicable) IPO GRADING (if obtained) ISSUE / BID OPENS ON _____ ISSUE / BID CLOSES ON _____ The following disclosure shall be included in the billboard/banner in such manner that it is prominent and covers at least 10% of the size of the billboard/banner: Investor should read the offer document carefully, including the Risk Factors on page _____ of the offer document, before making any investment decision. Issued by Authorized personnel of the issuer Part E - Compliance certificate in respect of news reports [See Schedule IX] Sl. No. Newspaper, edition, date Subject matter Whether contents of the news report are supported by disclosures in the offer document or advertisements made pursuant to these Regulations or information available on the website of the stock exchanges If yes, page numbers in the draft offer document where the disclosures are made If no, action taken by the lead manager(s) Yes/No
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