Notification under regulation 3 of the Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007

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..... er regulation 3 of the Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007 No. LAD-NRO/GN/2013-14/41/118.- Whereas vide notification No. LAD/NRO/GN/2010-11/12/10230 dated June 29, 2010, the Securities and Exchange Board of India had specified that approved users and sales personnel of the trading members who are registered a .....

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..... ries-IV: IRD certification within a period of two years from the date of this notification. Further, all approved users and sales personnel employed by the trading member after the date of this notification shall obtain Series-IV: IRD certification within a period of one year from the date of employment. U. K. SINHA, Chairman [ADVT. III/4/Exty./69 ZB/13] - Notification Tax Manage .....

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