Definitions.

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..... activity of sale or distribution of securities on behalf of an issuer or a distributor for a commission or any other consideration; (c) associated person means a principal or employee of an intermediary or an agent or distributor or other natural person engaged in the securities business and includes an employee of a 1 [foreign portfolio investor] or a foreign venture capital investor working in I .....

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..... a self-regulatory organization; (i) issuer means a company or a mutual fund or a collective investment scheme which has issued or proposes to issue securities to the public in accordance with the relevant regulations or guidelines made by the Board and also includes a venture capital fund registered under the relevant regulations or guidelines made by the Board; (j) NISM means the National Instit .....

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