9911796707
TMI BlogCircular for Portfolio ManagersX X X X Extracts X X X X X X X X Extracts X X X X ..... dment) Regulations 2006 for your information and implementation. Yours faithfully, R K NAIR Encl : a/a THE GAZETTE OF INDIA EXTRAORDINARY PART -II - SECTION 3 - SUB SECTION (ii) PUBLISHED BY AUTHORITY SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 5th July, 2006 SECURITIES AND EXCHANGE BOARD OF INDIA (PORTFOLIO MANAGERS) (AMENDMENT) REGULATIONS, 2006 S.O No. 997 (E). ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... (ii) in regulation 6, in sub-regulation (2), clause (c) shall be substituted with the following, namely: "(c) the principal officer of the applicant has either - (i) a professional qualification in finance, law, accountancy or business management from a university or an institution recognised by the Central Government or any State Government or a foreign university; or (ii) an experience ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... BI/LE/93/III dated January 7, 1993 published in the Gazette of India, Part II, Section 3(ii) dated January 7, 1993. 2. The Securities and Exchange Board of India (Portfolio Managers) Regulations, 1993, were subsequently amended on: - 1. November 28, 1993 by , SEBI (Portfolio Managers) (Amendment) Regulations, 1993 published in the Official Gazette vide S.O. No. 939(E). 2 November 28, 1995 by SE ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... ng Enquiry by Enquiry Officer and Imposing Penalty) Regulations, 2002 vide S.O. No. 1045 (E). 9 October 11, 2002 by SEBI (Portfolio Managers) (Amendment) Regulations, 2002 vide S.O no. 1087 (E). 10 March 10, 2004 by the Securities and Exchange Board of India (Criteria for Fit and Proper Person) Regulations, 2004 vide S.O. No. 398(E). 11 May 27, 2004 by SEBI (Portfolio Managers) (Amendment) Regu ..... X X X X Extracts X X X X X X X X Extracts X X X X
|
