Securities And Exchange Board Of India (Stock Brokers And Sub-Brokers) (Amendment) Regulations, 1999.

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..... section 30 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Board hereby makes the following regulations to further amend the Securities and Exchange Board of India (Stock Brokers and Sub-Brokers) Regulations, 1992, namely: I. (i) These Regulations may be called the Securities and Exchange Board of India (Stock Brokers and Sub-Brokers) (Amendment) Regulations, 1999. .....

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..... ; or f) voluntarily surrenders certificate to the Board; or g) is wound up by an order passed by the Court. Provided further that no action shall be taken against the stock broker without giving an opportunity of hearing to the stock broker. 2. In regulation 29, in sub-regulation (5), the words and to the Central Government shall be omitted. [F. No. SEBI/LE/13516/99] D. .....

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