Operating Guidelines for Investment Advisers in International Financial Services Centre (IFSC)

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..... circular SEBI/HO/IMD/DF1/CIR/P/2020/04 dated January 09, 2020 issued Operating Guidelines for Investment Advisers in International Financial Services Centre (operating guidelines). Subsequently, certain clarifications on operating guidelines were issued vide circular SEBI/HO/IMD/DF1/CIR/P/2020/31 dated February 28, 2020. 2. Pursuant to SEBI circular SEBI/HO/MRD1/DSAP/CIR/P/2020/155 dated August .....

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..... 4 of the operating guidelines is amended as follows- "4. Persons seeking registration under the Investment Adviser Regulations read with these Guidelines shall provide investment advisory services only to those persons referred in Clause 9 (3) of the IFSC Guidelines. Further, IAs shall ensure to comply with the applicable guidelines issued by the relevant overseas regulator/ authority, while dea .....

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..... d to promote the development of, and to regulate the securities market. 4. The circular is available on SEBI website at www.sebi.gov.in under the categories "Info for - Investment Advisers" and "Legal framework - Circulars". Yours faithfully, Naveen Sharma General Manager Investment Management Department Ph: 022-26449709 Email: [email protected]
Circular, Trade Notice, Publi .....

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