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TMI BlogRelaxation in timelines for compliance with regulatory requirementsX X X X Extracts X X X X X X X X Extracts X X X X ..... gistration Agencies Madam / Sir, Subject: Relaxation in timelines for compliance with regulatory requirements 1. In view of the situation arising due to COVID-19 pandemic, lockdown imposed by the Government and representations received from Stock Exchanges, SEBI had earlier provided relaxations in timelines for compliance with various regulatory requirements by the trading members / ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... /DOP/CIR/P/2020/255 dated December 31, 2020 and SEBI/HO/MIRSD/DOP/P/CIR/2021/559 dated April 29, 2021 and SEBI/HO/MIRSD/DOP/P/CIR/2021/587 dated June 30, 2021 , timelines / period of exclusion were further extended for certain compliance requirements. 3. In view of the prevailing situation due to Covid-19 pandemic and representation received from Stock Exchanges, it has been decided ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... of KRA within 15 working days. *A 30-day time period is provided to SEBI Registered Intermediary after September 30, 2021 to clear the backlog 2. Submission of Internal Audit Report for Half year ended (HYE) March-2021 Till July 31, 2021 Till September 30, 2021 3. System Audit /Cyber Au ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... rnate locations. However, the trading member and the Stock Exchange shall send a confirmation on the registered mobile number of the client immediately after execution of the order. 5. Stock Exchanges / Clearing Corporations are directed to bring the provisions of this circular to the notice of their members / participants and also disseminate the same on their websites. 6. This circular is ..... X X X X Extracts X X X X X X X X Extracts X X X X
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