TMI BlogRelaxation in timelines for compliance with regulatory requirementsX X X X Extracts X X X X X X X X Extracts X X X X ..... , Subject: Relaxation in timelines for compliance with regulatory requirements 1. In view of the situation arising due to COVID-19 pandemic, lockdown imposed by the Government and representations received from Stock Exchanges, SEBI had earlier provided relaxations in timelines for compliance with various regulatory requirements by the trading members / clearing members / depository participants ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... /587 dated June 30, 2021, timelines / period of exclusion were further extended for certain compliance requirements. 3. In view of the prevailing situation due to Covid-19 pandemic and representation received from Stock Exchanges, it has been decided to extend the timelines for compliance with the following regulatory requirements by the Trading Members / Clearing Members / KYC Registration Agenc ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... Audit /Cyber Audit Report - Algo / Type III Members for the period ended March 31, 2021 4. Submission of System Audit Report for the period ended March 2021 5. Submission of Cyber Security & Cyber Resilience Audit Report for the period ended March 2021 6. Reporting of Risk Based Supervision 7. Maintaining call recordings of orders / instructions received from clients 8. To operate the t ..... X X X X Extracts X X X X X X X X Extracts X X X X
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