Updated Operational Circular for issue and listing of Non-convertible Securities, Securitised Debt Instruments, Security Receipts, Municipal Debt Securities and Commercial Paper - Modifications in Chapters I, II and XIV, Introduction of Chapter XIX on Investor Charter and Introduction of Chapter XX on payment of fees [updated as on 13/04/2022]

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..... ar - Circulars - SEBI - OPERATIONAL CIRCULAR SEBI/HO/DDHS/P/CIR/2021/613 August 10, 2021 To Issuers who have listed and/ or propose to list Non-convertible Securities, Securitised Debt Instruments, Security Receipts, Municipal Debt Securities or Commercial Paper [Unless specified otherwise, all the chapters are applicable to an issue of Non-convertible securities;]; Recogni .....

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..... (Issue and Listing of Debt Securities) Regulations, 2008 (hereinafter referred to as the SEBI ILDS Regulations, 2008) and SEBI (Issue and Listing of Non-Convertible Redeemable Preference Shares) Regulations, 2013 (hereinafter referred to as the SEBI NCRPS Regulations, 2013). 2. Since the notification of the SEBI ILDS Regulations, 2008 and the SEBI NCRPS Regulations, 2013 , SEBI has issued .....

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..... s corresponding to the respective erstwhile circulars. 4. While this circular covers instruments under the NCS Regulations, certain chapters contain provisions applicable to issue of securities under the SEBI (Issue and Listing of Securitised Debt Instruments and Security Receipts) Regulations, 2008 (hereinafter referred to as the SEBI SDI Regulations, 2008) and SEBI (Issue and Listing of Mu .....

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..... gulations, 2021 ; 6.3. Regulation 29 of SEBI ILDM Regulations 2015; 6.4. Regulations 48 of SEBI SDI Regulations, 2008. 7. This circular shall come into force with effect from August 16, 2021. 8. This Circular is available on SEBI website at www.sebi.gov.in under the Legal Framework . Yours faithfully, Pradeep Ramakrishnan General Manager Department of Debt a .....

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