9911796707
TMI BlogSecurities and Exchange Board of India (Mutual Funds) (Second Amendment) Regulations, 2024.X X X X Extracts X X X X X X X X Extracts X X X X ..... e Regulations may be called the Securities and Exchange Board of India (Mutual Funds) (Second Amendment) Regulations, 2024. 2. The provisions of sub-regulations (I) and (II) of Regulation 3 of these regulations shall come into force upon the completion of three months from the date of publication of these regulations in the Official Gazette and the provisions of sub-regulation (III) of Regulation 3 of these regulations shall come into force upon the completion of twelve months from the date of publication of these regulations in the Official Gazette: Provided that for asset management companies of mutual funds having assets under management less than rupees ten thousand crores; the provisions of sub-regulations (I) and (II) of Regulation 3 ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... all establish, implement and maintain a documented whistle blower policy that shall (a) provide for a confidential channel for employees, directors, trustees, and other stakeholders to raise concerns about suspected fraudulent, unfair or unethical practices, violations of regulatory or legal requirements or governance vulnerability, and (b) establish procedures to ensure adequate protection of the whistle blowers. (III) In the Fifth Schedule , in Part B, in clause 2, in sub-clause (b), the following proviso shall be inserted, namely, Provided that face-to-face communication including out-of-office interactions may not be recorded. BABITHA RAYUDU, Executive Director [ADVT. -III/4/Exty./358/2024-25] Footnote: 1. The Securities and Exchange Bo ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... ent) Regulations, 2001 vide S.O. No.698 (E). (10) On February 20, 2002 by the Securities and Exchange Board of India (Mutual Funds)(Amendment) Regulations, 2002 vide S.O. No.219 (E). (11) On June 11, 2002 by the Securities and Exchange Board of India (Mutual Funds) (Second Amendment) Regulations, 2002 vide S.O. No.625 (E). (12) On July 30, 2002 by the Securities and Exchange Board of India (Mutual Funds) (Third Amendment) Regulations, 2002 vide S.O. No.809 (E). (13) On September 9, 2002 by the Securities and Exchange Board of India (Mutual Funds) (Fourth Amendment) Regulations, 2002 vide S.O. No.956 (E). (14) On September 27, 2002 by the Securities and Exchange Board of India (Procedure for Holding Enquiry by Enquiry Officer and Imposing Pe ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... . 11/LC/GN/2007/4646. (25) On March 31, 2008 by the Securities and Exchange Board of India (Payment of Fees) (Amendment) Regulations, 2008 vide F. No. 11/LC/GN/2008/21669. (26) On April 16, 2008 by the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2008 vide F. No. LADNRO/ GN/2008/03/123042. (27) On May 22, 2008 by the Securities and Exchange Board of India (Mutual Funds) (Second Amendment) Regulations, 2008 vide no. LADNRO/GN/2008/09/126202. (28) On September 29, 2008 by the Securities and Exchange Board of India (Mutual Funds) (Third Amendment) Regulations, 2008 vide No. LADNRO/ GN/2008/24/139426. (29) On April 8, 2009 by the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 200 ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... Payment of Fees) (Amendment) Regulations, 2014 vide No. LAD-NRO/GN/2014-15/03/1089. (40) On December 30, 2014 by the Securities and Exchange Board of India (Mutual Funds) (Second Amendment) Regulations, 2014 vide No. LAD-NRO/GN/2014-15/19/1973. (41) On May 15, 2015 by the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2015 No. NROOIAE/GN/2015-16/005. (42) On February 12, 2016 by the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2016 vide No. SEBI/LAD-NRO/GN/2015-16/034. (43) On February 15, 2017 by the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2017 vide No. SEBI/LAD/NRO/GN/2016-17/031. (44) On March 13, 2018 by the Securities and Exchange B ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... ry 4, 2021 by the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2021 vide No. SEBI/LAD-NRO/GN/2021/08. (55) On August 3, 2021 by the (Regulatory Sandbox) (Amendment) Regulations, 2021 vide No. SEBI/LADNRO/ GN/2021/30. (56) On August 5, 2021 by the Securities and Exchange Board of India (Mutual Funds) (Second Amendment) Regulations, 2021 vide No. SEBI/LAD-NRO/GN/2021/36. (57) On November 9, 2021 by the Securities and Exchange Board of India (Mutual Funds) (Third Amendment) Regulations, 2021 vide No. SEBI/LAD-NRO/GN/2021/56. (58) On January 25, 2022 by the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2022 vide No. SEBI/LAD-NRO/GN/2022/70. (59) On August 3, 2022 by the Securiti ..... X X X X Extracts X X X X X X X X Extracts X X X X
|
