Optional mechanism for fee collection by SEBI registered Investment Advisers (IAs) and Research Analysts (RAs)

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..... ministration and Supervisory Body (IAASB) Research Analyst Administration and Supervisory Body (RAASB) Dear Sir/Madam, Subject: Optional mechanism for fee collection by SEBI registered Investment Advisers (IAs) and Research Analysts (RAs) 1. With the growing interest in the securities market, there is a need for a mechanism for an investor to discern whether payment of fees is being made only to a .....

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..... before September 23, 2024 and make the mechanism operational from October 01, 2024. 5. Though the mechanism is optional, ASB, in the interest of investors, shall take steps to encourage clients and the registered IAs and RAs to avail the services of this mechanism. Registered IAs and RAs shall encourage their clients to use this mechanism. 6. This circular is issued in exercise of powers conferred .....

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