Research Analyst Examination : Notification under regulation 3 of the Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007

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..... n under Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007 No. SEBI/LAD-NRO/GN/2025/231 - In terms of sub-regulation (1) of regulation 3 of the Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007 (hereinafter referred to as "the CAPSM Regulations, 2007"), the .....

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..... 5. 3. Now, in terms of Regulation 3 of the CAPSM Regulations, 2007 read with sub-regulation (3) of Regulation 7 of the RA Regulations, 2014, the Board hereby notifies, that an individual registered as research analyst under the RA Regulations, 2014, a principal officer of a non-individual research analyst, individuals employed as research analysts, persons associated with research services, and i .....

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..... l) Examination/2024/01 dated January 06, 2025. 4. This notification shall come into force from March 1, 2025. 5. The Notification No. SEBI/LAD-NRO/GN/2014-15/26/540, dated March 24, 2015, except for anything done or omitted to be done under the said notification, shall stand rescinded with effect from March 1, 2025. BABITHA RAYUDU, Executive Director [ADVT.-III/4/Exty./981/2024-25]
Notific .....

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