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SEBI - Highlights / Catch Notes

Home Highlights August 2024 Year 2024 This

SEBI amended Mutual Funds Regulations to insert provisions for ...


SEBI amends Mutual Fund rules for market abuse deterrence, whistle-blower policy, exempting recording communications. CEOs accountable.

Notifications     SEBI

August 3, 2024

SEBI amended Mutual Funds Regulations to insert provisions for identification and deterrence of market abuse, front-running, fraudulent transactions, whistle-blower policy, and exemption from recording face-to-face communications. Sub-regulations related to market abuse mechanisms come into force after 3-6 months, whistle-blower policy after 12 months. CEOs/MDs/CCOs accountable for implementation. Aimed at strengthening governance, compliance, and investor protection.

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  2. The definition of "Specified Mutual Fund" u/s 50AA is proposed to be amended to provide clarity regarding the proportion of investment in debt and money market...

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  4. CSR Policy - Rule 6 of the Companies (Corporate Social Responsibility Policy) Rules, 2014 - as amended.

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