The SEBI issued the Securities and Exchange Board of India ...

New SEBI norms for research analysts, part-timers, AI tool disclosures & client segregation.

December 17, 2024

Notifications SEBI

The SEBI issued the Securities and Exchange Board of India (Research Analysts) (Third Amendment) Regulations, 2024, further amending the principal Research Analysts Regulations, 2014. Key changes include introducing the concept of 'part-time research analyst', mandating segregation of research and distribution services at client level for non-individual entities, specifying qualification and certification requirements for research analysts and associated persons, revising deposit requirements, and enhancing disclosure norms regarding use of AI tools and terms and conditions with clients. The regulations aim to strengthen the regulatory framework governing research analysts.

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The SEBI issued the Securities and Exchange Board of India ...

New SEBI norms for research analysts, part-timers, AI tool disclosures & client segregation.

December 17, 2024

Notifications SEBI

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The SEBI circular provides the following key points regarding research analysts (RAs): 1. Eligibility criteria for part-time RAs, including restrictions on providing...

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