This circular clarifies that research reports and ...

Securities research without promotion exempted from advertisement code.

October 28, 2024

Circulars SEBI

This circular clarifies that research reports and recommendations issued by Research Analysts (RAs) are not considered advertisements unless they contain elements promoting products or services offered by the RA. The advertisement code provisions apply to pamphlets, brochures, notices, electronic/audio-visual communications, or any material designed for publication, except research reports lacking promotional content. Research reports with express or implied promotion of RA's offerings will be construed as advertisements. The circular aims to protect investor interests and regulate securities markets under SEBI Act and RA Regulations.

View Source

← Previous Next →

This circular clarifies that research reports and ...

Securities research without promotion exempted from advertisement code.

October 28, 2024

Circulars SEBI

You may also like:

GST Rates - HSN Code - Plastic bangles falling under heading 3926 are exempt from GST.

This circular from SEBI provides the periodic reporting format for Research Analysts and Proxy Advisers. Key points: - Research Analysts (RAs) are required to furnish...

Valuation - agreement with dealers for sales promotion - advertisement expenses - the advertisement expenses recovered from the dealers would not be includible in the...

This notification amends the Securities and Exchange Board of India (Issue and Listing of Non-Convertible Securities) Regulations, 2021. Key changes include reducing the...

This notification by the Securities and Exchange Board of India (SEBI) amends the SEBI (Research Analysts) Regulations, 2014. It inserts a new regulation 15A allowing...

Registration of FIR without any specific order under GST - Tax evasion - bogus firms - preparing and issuing false documents / invoices - The submission of the learned...

CIRP process - security deposit and/or intercorporate deposit - Whether this ‘Security Deposit’ and the interest thereon would fall within the ambit of the definition of...

The SEBI issued the Securities and Exchange Board of India (Research Analysts) (Third Amendment) Regulations, 2024, further amending the principal Research Analysts...

This notification seeks to amend the Integrated Goods and Services Tax (IGST) rate notification to exempt certain services from IGST. It inserts new entries exempting...

This notification seeks to amend Notification No. 12/2017-Central Tax (Rate) to exempt certain services from Goods and Services Tax (GST). The key amendments are:...

SEBI mandates that research analysts, principal officers of non-individual analysts, and associated persons providing research services must obtain NISM-Series-XV...

Seeking release of security interest from the liquidation estate - If the respondent wants to proceed with the liquidation proceedings without relinquishing his security...

Securities and Exchange Board of India (SEBI) amended Listing Obligations and Disclosure Requirements Regulations, 2015. Listed entities may publish window...

Taxability - research projects - educational programs - The case involved disputes regarding the taxability of fees for a post-graduate program and externally funded...

Classification of service - sale of space and time for advertisement service or not - The Appellate Tribunal carefully examined the agreements between the parties and...

Quick Updates: