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Home Acts & Rules SEBI Regulation Securities and Exchange Board of India (Stock Brokers) Regulations, 1992 Chapter IVA = INSTITUTIONAL MECHANISM FOR PREVENTION AND DETECTION OF FRAUD OR MARKET ABUSE Chapters List This

INSTITUTIONAL MECHANISM FOR PREVENTION AND DETECTION OF FRAUD OR MARKET ABUSE - Securities and Exchange Board of India (Stock Brokers) Regulations, 1992
Chapter: IVA
INSTITUTIONAL MECHANISM FOR PREVENTION AND DETECTION OF FRAUD OR MARKET ABUSE
Regulation 18E : Definitions
Regulation 18F : Systems for surveillance of trading activities and internal controls
Regulation 18G : Obligations of the stock broker and its employees
Regulation 18H : Escalation and reporting mechanisms
Regulation 18I : Whistle blower policy
 

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