Securities and Exchange Board of India (Stock Brokers) Regulations 1992 - SEBI

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Home Acts & Rules SEBI Regulation Securities and Exchange Board of India (Stock Brokers) Regulations, 1992 This
Securities and Exchange Board of India (Stock Brokers) Regulations, 1992 - SEBI
Securities and Exchange Board of India (Stock Brokers) Regulations, 1992
Chapter	Chapter Name
Chapter I	PRELIMINARY

Chapter II	REGISTRATION OF STOCK BROKERS

Chapter IIA	REGISTRATION OF CLEARING MEMBERS

Chapter III	REGISTRATION OF SUB-BROKERS

Chapter IV	GENERAL OBLIGATIONS AND RESPONSIBILITIES

Chapter IVA	INSTITUTIONAL MECHANISM FOR PREVENTION AND DETECTION OF FRAUD OR MARKET ABUSE

Chapter V	PROCEDURE FOR INSPECTION

Chapter VI	PROCEDURE FOR ACTION IN CASE OF DEFAULT

Chapter VIA	POWER TO RELAX STRICT ENFORCEMENT OF THE REGULATIONS

Chapter VII	MISCELLEANOUS

	SCHEDULE

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